• CIPR Part 1.1 CIPR Part 1.1 Preliminary

    • CIPR 1.1.1 Name of rules

      These rules are the Customer and Investor Protection Rules 2019 (or CIPR).

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).

    • CIPR 1.1.2 Commencement

      These rules commence on 1 January 2020.

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).

    • CIPR 1.1.3 Purpose of these rules

      These rules set out the framework for regulating the conduct of authorised firms in their dealings with their customers.

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).

    • CIPR 1.1.4 Effect of definitions, notes and examples

      (1) A definition in the glossary to these rules also applies to any instructions or document made under these rules.
      (2) A note in or to these rules is explanatory and is not part of these rules. However, examples and guidance are part of these rules.
      (3) An example is not exhaustive, and may extend, but does not limit, the meaning of these rules or the particular provision of these rules to which it relates.

      Note Under FSR, article 17 (4), guidance is indicative of the view of the Regulatory Authority at the time and in the circumstances in which it was given.
      Derived from QFCRA RM/2019-2 (as from 1st January 2020).

    • CIPR 1.1.5 References to particular currencies

      In these rules, the specification of an amount of money in a particular currency is also taken to specify the equivalent sum in any other currency at the relevant time.

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).