• CIPR Part 4.1 CIPR Part 4.1 Preliminary

    • CIPR 4.1.1 Application of Chapter 4

      This Chapter applies to an authorised firm in its dealings with customers (other than eligible counterparties).

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).

    • CIPR 4.1.2 How Chapter 4 is meant to operate

      This Chapter is intended to apply to an authorised firm in a way that is appropriate and proportionate, taking into account, for example, the means used for communicating an advertisement, and the information that an advertisement is intended to convey to a customer.

      Derived from QFCRA RM/2019-2 (as from 1st January 2020).