• [ A ] [ A ]

    • Acceptable Collateral [Deleted]

      Deleted by QFCRA RM/2014-3 (as from 1st January 2015)

    • accounting reference date [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • Advising on Relevant Investments

      The Regulated Activity of Advising on Investments where the Specified Product to which the activity relates is a Relevant Investment.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • affected person [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • AML Regulations [Deleted]

      Deleted by QFCRA RM/2010-03 (as from 30th April 2010).

    • AML/CFTR

      AML/CFTR means the Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019.

      Amended by QFCRA RM/2010-03 (as from 30th April 2010).
      Amended by QFCRA RM/2020-1 (as from 15th August 2020)

    • AMLG

      AMLG means the Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019.

      Inserted by QFCRA RM/2012-2 (as from 1st February 2013)
      Amended by QFCRA RM/2020-1 (as from 15th August 2020)

    • annual accounting period [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • Annual Audited Expenditure [Deleted]

      Deleted by QFCRA RM/2014-3 (as from 1st January 2015)

    • annual income allocation date [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • Appeals Body [Deleted]

      Deleted by QFCRA RM02/2009 (as from 6th December 2009).

    • Applicant

      A body corporate, partnership or unincorporated association which is the subject of an application for an Authorisation made under Article 26 of the FSR.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • Approved Actuary [Deleted]

      Deleted by QFCRA RM/2012-5 (as from 1st July 2013).

    • approved asset [Deleted]

      Deleted by QFCRA RM/2011-4 (as from 1st July 2011).

    • approved individual

      An individual approved under the FSR, article 41 to perform 1 or more controlled functions.

      Amended by QFCRA RM01/2008 (as from 7th April 2008).

    • approved representative [Deleted]

      Deleted by QFCRA RM/2014-6 (as from 1st January 2015)

    • approved representative contract [Deleted]

      Deleted by QFCRA RM/2014-6 (as from 1st January 2015)

    • approved website

      means a website that is approved under rule 3.1.2.

      Inserted by QFCRA RM02/2009 (as from 6th December 2009).

    • Arranging Credit Facilities

      The activity described in paragraph 7 of Part 2 of Schedule 3 to the FSR.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • Arranging Deals in Investments

      The Regulated Activity described in Paragraph 5 of Part 2 of Schedule 3 of the FSR.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • Arranging Deals in Relevant Investments

      The Regulated Activity of Arranging Deals in Investments where the Specified Product to which the activity relates is a Relevant Investment.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • Arranging the Provision of Custody Services

      The activity described in Paragraph 9 of Part 2 of Schedule 3 to the FSR.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • articles of association [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • Associate

      In relation to a Person holding shares in an Authorised Firm or a Parent Entity of an Authorised Firm, or entitled to exercise or control the exercise of voting power in an Authorised Firm or a Parent Entity of an Authorised Firm:

      (A) the spouse of that Person;
      (B) a child or stepchild of that Person;
      (C) the trustee of any settlement (including any disposition or arrangement under which property is held on trust (or subject to a comparable obligation) under which that Person has a life interest in possession);
      (D) an Entity of which that Person is a director;
      (E) an Entity in the same Group as that Person;
      (F) a Person who is an employee or partner of that Person;
      (G) if that Person is an Entity:
      (i) a director of that Person;
      (ii) a Subsidiary of that Person;
      (iii) a director or employee of such Subsidiary; or
      (H) if that Person has with any other Person an agreement or arrangement with respect to the acquisition, holding or disposal of shares or other interests in the Authorised Firm or a Parent Entity of the Authorised Firm or under which they undertake to act together in exercising their voting power in relation to the Authorised Firm or a Parent Entity of an Authorised Firm (other than where the only such agreement or arrangement to which they are party forms part of the constitutional documents of the Authorised Firm or, as the case may be, the Parent Entity).
      Derived from QFCRA RM07/2005 (as from 13th October 2005).

    • associated person [Deleted]

      Deleted by QFCRA RM/2010-07 (as from 1st January 2011)

    • authorisation

      An authorisation granted by the Regulatory Authority under the FSR, part 5 to carry on regulated activities.

      Amended by QFCRA RM01/2008 (as from 7th April 2008).

    • Authorised Firm

      A Person that has been granted an Authorisation in accordance with Part 5 of the FSR.

      Derived from QFCRA RM07/2005 (as from 13th October 2005).