[ C ] [ C ]
calendar month
means a period beginning at the start of any day of one of the 12 months of the year (a named month) and ending —
(a) at the end of the day before the corresponding day of the next named month; or(b) if there is no corresponding day — at the end of the last day of next named month.Examples
1 The period beginning at the start of 5 July 2009 and ending at midnight on 4 August 2009 is a calendar month.2 The period beginning at the start of 30 January 2009 and ending at midnight on 28 February 2009 is a calendar month.
The calendar month ends on the last day of February because in that year February does not have a day corresponding to 29 January (because 2009 is not a leap year). If the period began at the start of 30 January 2012 (ie a leap year), the calendar month would end on 29 February 2012.Inserted by QFCRA RM02/2009 (as from 6th December 2009). cancellation [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) CAPI
CAPI means the
Captive Insurance Business Rules 2011 .Inserted by QFCRA RM/2011-4 (as from 1st July 2011). capital property [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Capital Requirements [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Capital Resources [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) captive insurance business
captive insurance business has the meaning given by
CAPI , rule 1.2.2.Inserted by QFCRA RM/2011-4 (as from 1st July 2011). captive insurance management
captive insurance management has the meaning given by
IMEB , rule 1.2.5.Inserted by QFCRA RM/2011-4 (as from 1st July 2011). Captive [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Carrying out a Contract of Insurance
The activity described in Paragraph 3 of Part 2 of Schedule 3 to the FSR.
Derived from QFCRA RM07/2005 (as from 13th October 2005). Categories
Categories of
Contracts of Insurance as described in Part 3 of Schedule 3 to the FSR.Derived from QFCRA RM07/2005 (as from 13th October 2005). CCF [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). CEA [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). Cell [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Cell Shares [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Cellular Assets [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Cellular Liabilities [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Charge [Deleted]
Deleted by QFCRA RM/2019-4 (as from 1st January 2020). Chief Executive Officer
in
INAP , part 3 (Publication of Rules and regulatory material), has the meaning given by rule 3.1.1.Inserted by QFCRA RM02/2009 (as from 6th December 2009). Chinese Wall [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) CIC [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) CIP [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) CIPR
means Customer and Investor Protection Rules 2019.
Inserted by QFCRA RM/2019-4 (as from 1st January 2020). CIT [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Civil and Commercial Court
means the Civil and Commercial Court of the
QFC established under theQFC Law .Inserted by QFCRA RM02/2009 (as from 6th December 2009). class [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Class 1 Captive Insurer [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Class 2 Captive Insurer [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). Class 3 Captive Insurer [Deleted]
Deleted by QFCRA RM/2011-2 (as from 1st July 2011). class meeting [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) client [Deleted]
Deleted by QFCRA RM/2019-4 (as from 1st January 2020). Client Bank Account [Deleted]
Deleted by QFCRA RM/2011-4 (as from 1st July 2011). Client Money [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Client Money Distribution Rules [Deleted]
Deleted by QFCRA RM/2011-4 (as from 1st July 2011). Client Money Protection Rules [Deleted]
Deleted by QFCRA RM/2011-4 (as from 1st July 2011). Close Links
A
Person (person A) has close links with aPerson (person B) if:(A) person B:(i) is aHolding Company of person A;(ii) is aSubsidiary of person A;(iii) is aHolding Company of theSubsidiary of person A;(iv) is aSubsidiary of aHolding Company of person A; or(v) owns or controls 20% or more of the voting rights or shares of person A; or(B) person A owns or controls 20% or more of the voting rights or shares of person B.Amended by RM/2018-4 (as from 1st August 2018). closely related counterparties [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) close out [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Close Out Netting [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) cold call [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) COLL
means the
Collective Investment Schemes Rules 2010 .Amended by QFCRA RM/2010-07 (as from 1st January 2011) Collateral
Any form of asset, guarantee, or indemnity which is held or controlled by an
Authorised Firm and is subject to a security interest or arrangement in favour of thatAuthorised Firm .Derived from QFCRA RM07/2005 (as from 13th October 2005). collective investment company (or CIC) [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) collective investment fund
collective investment fund means a fund of the kind described in FSR, Schedule 3, Part 3, paragraph 6.2, and includes:
(a) a collective investment scheme; and(b) a professional investor fund.Derived from QFCRA RM/2022-2 (as from 1st April 2022). Collective Investment Fund
[deleted]
Deleted by QFCRA RM01/2008 (as from 7th April 2008). collective investment fund [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) collective investment partnership (or CIP) [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) collective investment scheme
collective investment scheme has the meaning given by
COLL , rule 1.2.1.Inserted by QFCRA RM/2010-07 (as from 1st January 2011) collective investment trust (or CIT) [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) commercial customer [Deleted]
Deleted by QFCRA RM/2019-4 (as from 1st January 2020). commission
Any form of commission, including a benefit of any kind offered or given.
Amended by QFCRA RMI/2008-2 (as from 1st October 2008). Commodities Risk Capital Requirement [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) commodity [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Companies Regulations
The
QFC Companies Regulations 2005.Derived from QFCRA RM07/2005 (as from 13th October 2005). Company
A company incorporated under the
Companies Regulations or under the law of a country or territory outside theQFC where the liability of each of its members (in its capacity as a member) is limited, under the laws of that jurisdiction, to the amount of its capital contribution to the company.Derived from QFCRA RM07/2005 (as from 13th October 2005). Compliance Oversight Function
compliance oversight function means the function described in CTRL, rule 1.2.13.
Amended by QFCRA RM/2012-5 (as from 1st July 2013)
Amended by QFCRA RM/2021-1 (as from 1st July 2021).Concentration Risk
The risk faced by an
Authorised Firm arising out of itsLarge Exposures .Derived from QFCRA RM07/2005 (as from 13th October 2005). COND [Deleted]
Deleted by QFCRA RM/2019-4 (as from 1st January 2020). Connected Counterparties [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) constitutional document [Deleted]
Deleted by QFCRA RM/2010-07 (as from 1st January 2011) Contingent Liability Transaction [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) Contract for Differences
The
Specified Product described in Paragraph 9 of Part 3 of Schedule 3 to the FSR.Derived from QFCRA RM07/2005 (as from 13th October 2005). Contract of Insurance
The
Specified Product described in Paragraph 10 of Part 3 of Schedule 3 to the FSR.Derived from QFCRA RM07/2005 (as from 13th October 2005). contravene
contravene includes fail or refuse to comply with.
Inserted by QFCRA RM/2010-04 (as from 1st October 2010) Control
Control over anAuthorised Firm as described in Article 37 of the FSR.Derived from QFCRA RM07/2005 (as from 13th October 2005). controlled function
Has the meaning given by the
FSR , article 41 (2).Amended by QFCRA RM01/2008 (as from 7th April 2008). Controller [Deleted]
Deleted by QFCRA RM/2014-1 (as from 1st February 2014). Control Notice [Deleted]
Deleted by QFCRA RM/2014-1 (as from 1st February 2014). Convertible
An investment that gives the investor the right to convert the
Security into equity at an agreed price or on an agreed basis.Derived from QFCRA RM07/2005 (as from 13th October 2005). Correspondent Account [Deleted]
Deleted by QFCRA RM/2010-03 (as from 30th April 2010). Correspondent Bank [Deleted]
Deleted by QFCRA RM/2010-03 (as from 30th April 2010). Correspondent Banking Client [Deleted]
Deleted by QFCRA RM/2010-03 (as from 30th April 2010). Counterparty
Any
Person with or for whom anAuthorised Firm carries on or intends to carry on, any regulated business or associated business.Derived from QFCRA RM07/2005 (as from 13th October 2005). Counterparty Risk
The risk that an
Authorised Firm's Counterparty does not perform its obligations under the terms of a contract.Derived from QFCRA RM07/2005 (as from 13th October 2005). Counterparty Risk Capital Component (CPCOM) [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Court
Qatar Financial Centre Civil and Commercial Court.
Derived from QFCRA RM/2007-02 (as from 15th July 2007). CPCOM [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). CPW [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). CPX [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). CRCOM [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013). Credit Default Product [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Derivatives [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Enhancement [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Equivalent Amount (CEA) [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Event [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Event Payment [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Facility
The
Specified Product described in Paragraph 3 of Part 3 of Schedule 3 to the FSR.Derived from QFCRA RM07/2005 (as from 13th October 2005). Credit Risk
In relation to an
Authorised Firm , the risk of loss if another party fails to perform on its financial obligation to theAuthorised Firm .Derived from QFCRA RM07/2005 (as from 13th October 2005). Credit Risk Capital Component (CRCOM) [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Risk Capital Requirement [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Credit Spread Option [Deleted]
Deleted by QFCRA RM/2014-3 (as from 1st January 2015) Criminal Conduct [Deleted]
Deleted by QFCRA RM/2010-03 (as from 30th April 2010). Criminal Property [Deleted]
Deleted by QFCRA RM/2010-03 (as from 30th April 2010). CRO
The Companies Registration Office established pursuant to Article 7 of the QFC Law.
Derived from QFCRA RM07/2005 (as from 13th October 2005). CTRL
CTRL means the Governance and Controlled Functions Rules 2020.
Amended by QFCRA RM/2012-5 (as from 1st July 2013)
Amended by QFCRA RM/2021-1 (as from 1st July 2021).Custody Investments [Deleted]
Deleted by QFCRA RM/2011-4 (as from 1st July 2011). customer [Deleted]
Deleted by QFCRA RM/2019-4 (as from 1st January 2020). Customer Assets [Deleted]
Deleted by QFCRA RM/2011-4 (as from 1st July 2011). customer dispute resolution scheme [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) Customer Facing Function [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) Customer Order [Deleted]
Deleted by QFCRA RM/2014-6 (as from 1st January 2015) CV [Deleted]
Deleted by QFCRA RM/2012-5 (as from 1st July 2013).
QFC Legislation