• GENE Chapter 3 GENE Chapter 3 General provisions

    Editorial changes (as from 1st January 2016).

    • GENE Part 3.1 GENE Part 3.1 Disclosure of regulatory status

      Editorial changes (as from 1st January 2016).

      • GENE 3.1.1 Regulatory status not to be misrepresented

        An authorised firm must not misrepresent its regulatory status expressly or by implication.

        Amended by QFCRA RM/2015-3 (as from 1st January 2016).

      • GENE 3.1.2 Disclosures that must be in business documents

        (1) An authorised firm must take reasonable care to ensure that all business documents in connection with the carrying on of regulated activities in or from the QFC include 1 of the disclosures in subrule (3).
        (2) The expression "business documents":
        (a) includes, but is not limited to, letterheads, whether issued by post, fax or electronic means, terms of business, client agreements, written financial communications, business cards, prospectuses and websites; but
        (b) does not include compliment slips, account statements or text messages.
        (3) The disclosure required under this rule is:
        (a) "Authorised by the Qatar Financial Centre Regulatory Authority"; or
        (b) "Authorised by the QFC Regulatory Authority".
        (4) The Regulatory Authority logo must only be reproduced with the express written permission of the Regulatory Authority and in accordance with any conditions for use issued from time to time.
        Amended by QFCRA RM/2015-3 and Editorial changes (as from 1st January 2016).

    • GENE 3.2 Communication with the Regulatory Authority [Deleted]

      [Deleted]

      Deleted by QFCRA RM/2010-04 (as from 1st October 2010)

    • GENE 3.3 GENE 3.3 Complaints against the Regulatory Authority [Deleted]

      Deleted by QFCRA RM/2014-1 (as from 1st February 2014).

      • GENE 3.3 Guidance [Deleted]

        Deleted by QFCRA RM/2014-1 (as from 1st February 2014).

    • GENE 3.4 GENE 3.4 Registers of Public Information [Deleted]

      Deleted by QFCRA RM/2014-1 (as from 1st February 2014).

      • GENE 3.4 Guidance [Deleted]

        Deleted by QFCRA RM/2014-1 (as from 1st February 2014).

    • GENE Part 3.5 GENE Part 3.5 Provision of information

      Editorial changes (as from 1st January 2016).

      • GENE 3.5.1 Certain extracts to be evidence

        An extract of information from the registers maintained by the Regulatory Authority, in relation to any particular authorised firm or approved individual, provided in accordance with FSR, article 18 by the Regulatory Authority, upon application and payment of the prescribed fee, is prima facie evidence of the matters stated in it.

        Amended by QFCRA RM/2015-3 (as from 1st January 2016).