QFC Forms
AML/CFT Forms
QFC Form 20 – Introducer's Certificate
Number Title Format Version QFC Form 20 Introducer's Certificate Word Version December 2015
QFC Form 25 — AML/CFT Return
Number Title Format Version QFC Form 25 AML/CFT Return Excel Version December 2020 Application Forms
QFC Form 01 – Application for Licensing — This form can be accessed through the QFC E-Services Portal
QFC Form 04 – Application for Registration (Approved Auditor, Support Services Provider or Insolvency Practitioner) — This form can be accessed through the QFC E-Services Portal
QFC Form 02 – Application for Regulated Activities Authorisation
Number Title Format Version QFC Form 02 Application for Regulated Activities Authorisation Word Version January 2021 QFC Form Q02-R Application for Authorisation as a Representative Office Word Version November 2020 Form CRO 1
Companies Registration OfficeApplication for incorporate of a Limited Liability Company in the QFC PDF Version November 2014 Form CRO 2
Companies Registration OfficeApplication for register of branch by non-QFC Company PDF Version November 2014 Form CRO 3
Companies Registration OfficeApplication to incorporate a Limited Liability Partnership in the QFC PDF Version November 2014 Form CRO 4
Companies Registration OfficeApplication to register a branch of a non-QFC Limited Liability Partnership PDF Version November 2014 QFC Form 03 – Controlled function application
Number Title Format Version QFC Form 03 Controlled function application Word Version April 2018 Appendix AML/CFT Systems and Control, Non-resident Money Laundering Reporting Officer ("MLRO")
QFC Form 11 – Application to Modify Approved Individual Status or Notify the Regulatory Authority of Change
Number Title Format Version QFC Form 11 Application to Modify Approved Individual Status or Notify the Regulatory Authority of Change Word Version July 2013 Appendix AML/CFT Systems and Control, Non-resident MLRO
QFC Form 11A – Notification of changes in personal details of an approved individual
Number Title Format Version QFC Form 11A Notification of changes in personal details of an approved individual Word Version July 2010 QFC Form 12 – Controlled function withdrawal
Number Title Format Version QFC Form 12 Controlled function withdrawal Word Version April 2018
QFC Form 13 – Application by an Authorised Firm to Vary the Scope or Withdraw its Authorisation
Number Title Format Version QFC Form 13 Application by an Authorised Firm to Vary the Scope or Withdraw its Authorisation Word Version July 2010 Notes for completing Form Q13
QFC Form 13A — Voluntary Winding Up/Striking Off and Licence Withdrawal Application
Number Title Format Version QFC Form 13A Voluntary Winding Up/Striking Off and Licence Withdrawal Application PDF Version February 2016
QFC Form 16 – Application for a Temporary Permit
Number Title Format Version QFC Form 16 Application for a Temporary Permit Word Version July 2010
QFC Form 18A – Application for registration of a collective investment scheme under COLL
Number Title Format Version QFC Form 18A Application for registration of a collective investment scheme under COLL Word Version September 2011 Notes for completing Forms Q18A and Q18B QFC Form 18B – Application for registration of a collective investment scheme under PRIV
Number Title Format Version QFC Form 18B Application for registration of a collective investment scheme under PRIV Word Version September 2011 Notes for completing Forms Q18A and Q18B QFC Form 21 – Application by an applicant firm for the approval of an individual to exercise a controlled function
Number Title Format Version QFC Form 21 Application by an applicant firm for the approval of an individual to exercise a controlled function Word Version July 2013 Notes for completing Form 21 QFC Form 22 - Application for authorisation for captive insurance business
Number Title Format Version QFC Form 22 Application for authorisation for captive insurance business Word Version July 2011 Notes for completing Form Q22
QFC Form 23 – Application for Registration of Financing Statements
Number Title Format Version QFC Form 23 Application for Registration of Financing Statements PDF Version January 2017
QFCA Form CRO5 Application for the establishment of a Foundation in the QFC
Number Title Format Version QFCA Form CRO5 Application for the establishment of a Foundation in the QFC PDF Version January 2017
General Forms
QFC Form 05 – Application for Waiver or Modification — This form can be accessed through the QFC E-Services Portal
QFC Form 06 – Controller Notice — This form can be accessed through the QFC E-Services Portal
QFC Form 06A — Controller Notice — Authorised Firms
Number Title Version QFC Form 06A Controller Notice — Authorised Firms January 2014
QFC Form 07 – Notifications
Number Title Version QFC Form 07 Notifications November 2014
QFC Form 14 – General Submission Form
Number Title Version QFC Form 14 General Submission Form November 2014
QFC Form 15 – CRO Annual Return
Number Title Version QFC Form 15 CRO Annual Return November 2014
QFC Form 30 — Controllers and Close Links Annual
Number Title Version QFC Form 30 Controllers and Close Links Annual February 2019
Data Protection Forms
QFC Form 08 – Application for a Permit to Process Sensitive Personal Data
Number Title Version QFC Form 08 Application for a Permit to Process Sensitive Personal Data November 2014
QFC Form 09 – Application for a Permit to Transfer Personal Data Outside of the QFC
Number Title Version QFC Form 09 Application for a Permit to Transfer Personal Data Outside of the QFC November 2014
QFC Form 10 – Notification of Personal Data Operations
Number Title Version QFC Form 10 Notification of Personal Data Operations November 2014
Prudential Returns
Banking and insurance returns
For sample returns that banking business firms (deposit-takers, investment dealers and Islamic financial managers) must submit through the Electronic Submission System (ESS), click here
For sample returns that insurers and insurance intermediaries must submit through the ESS click here
Tax Forms
QFC Tax Return Form — This form can be accessed through the QFC E-Services Portal
QFC Tax Agent Authorisation Form — This form can be accessed through the QFC E-Services Portal
QFC Tax Agent Authorisation Form — This form can be accessed through the QFC E-Services Portal
QFC Tax Registration Card Renewal Form — This form can be accessed through the QFC E-Services Portal