• Application Forms Archive

    • Form 01 Archive

      Version Effective Formats Notes
      Q01 VER 3 01 July 07 – 30 April 08 Word Version    
      Q01 VER 4 01 May 08 – 27 July 10 Word Version    
      Q01 VER 6 28 July 10 – 31 December 2013 Word Version    
      Q01 VER 7 31 December 2013 – 31 March 2015 Word Version    
      Q01 VER 8 1 April 2016 – 29 February 2016 PDF Version    
      Notes for Completing Form Q01 VER 3 01 July 07 – 30 April 08 Word Version    
      Notes for Completing Form Q01 1 May 08 – 31 December 2013 Word Version    
      Form CRO 1 VER 2 01 February 07 – 30 April 08 Word Version    
      Form CRO 1 VER 3 01 May 08 – 27 July 10 Word Version    
      Form CRO 2 VER 2 01 February 07 – 30 April 08 Word Version    
      Form CRO 2 VER 3 01 May 08 – 27 July 10 Word Version    
      Form CRO 3 VER 2 01 February 07 – 30 April 08 Word Version    
      Form CRO 3 VER 3 01 May 08 – 27 July 10 Word Version    
      Form CRO 4 VER 2 01 February 07 – 30 April 08 Word Version    
      Form CRO 4 VER 3 01 May 08 – 27 July 10 Word Version    
      Form CRO 1 VER 4 28 July 10 – 31 October 14 Word Version    
      Form CRO 2 VER 4 28 July 10 – 31 October 14 Word Version    
      Form CRO 3 VER 4 28 July 10 – 31 October 14 Word Version    
      Form CRO 4 VER 4 28 July 10 – 31 October 14 Word Version    

    • Archive QFC Form 02 – Application for Regulated Activities Authorisation

      Title Version number Effective Format
      Application for regulated activities authorisation VER 3 01 July 07 – 30 April 08 Word Version
      Notes for Completing Form Q02 VER 3   01 July 07 – 30 April 08 Word Version
      Application for regulated activities authorisation VER 4 01 May 08 – 27 July 10 Word Version
      Application for Regulated Activities Authorisation   January 2021-30 June 2021 Word Version
      Company Registration Office
      Application for incorporation of a Limited Liability Company (LLC) in the QFC (CRO 1) VER 2 01 February 07 – 30 April 08 Word Version
      Application for incorporation of a Limited Liability Company (LLC) in the QFC (CRO 1) VER 3 01 May 08 – 27 July 10 Word Version
      Application for incorporation of a Limited Liability Company (LLC) in the QFC (CRO 1) VER 4 28 July 10 – 31 October 14 Word Version
      Application for registration of branch by non – QFC company (CRO 2) VER 2 01 February 07 – 30 April 08 Word Version
      Application for registration of branch by non – QFC company (CRO 2) VER 3 01 May 08 – 27 July 10 Word Version
      Application for registration of branch by non – QFC company (CRO 2) VER 4 28 July 10 – 31 October 14 Word Version
      Application for incorporation of a Limited Liability Partnership (LLP) in the QFC (CRO 3) VER 2 01 February 07 – 30 April 08 Word Version
      Application for incorporation of a Limited Liability Partnership (LLP) in the QFC (CRO 3) VER 3 01 May 08 – 27 July 10 Word Version
      Application for incorporation of a Limited Liability Partnership (LLP) in the QFC (CRO 3) VER 4 28 July 10 – 31 October 14 Word Version
      Application to register a branch of a Limited Liability Partnership not incorporated in the QFC (CRO 4) VER 2 01 February 07 – 30 April 08 Word Version
      Application to register a branch of a Limited Liability Partnership not incorporated in the QFC (CRO 4) VER 3 01 May 08 – 27 July 10 Word Version
      Application to register a branch of a Limited Liability Partnership not incorporated in the QFC (CRO 4) VER 4 28 July 10 – 31 October 14 Word Version

       

    • Archive QFC Form 03 – Controlled function application

      Title Version number Effective Format
      Application for approval of individuals VER 3 01 July 07 – 30 April 08 Word Version
      Notes for Completing Form Q03 VER 3 01 July 07 – 30 April 08 Word Version
      Application for approval of individuals VER 4 01 May 08 – 02 March 10 Word Version
      Notes for Completing Form Q03 VER 4 01 May 08 – 02 March 10 Word Version
      Application for approval of an individual as an approved individual VER 6 01 Feb 10 – 27 July 10 Word Version
      Application for approval of an individual as an approved individual VER 7 28 July 10 – 29 March 2011 Word Version
      Application for approval of an individual as an approved individual VER 8 30 March 2011 – 31 December 2011 Word Version
      Application for approval of an individual as an approved individual VER 9 1 January 2012 – 10 February 2013 Word Version
      Appendix to Form Q03/Q11 VER 1 1 January 2012 – 10 February 2013 Word Version
      Notes to Appendix to Form Q03/Q11 VER 1 1 January 2012 – 10 February 2013 Word Version
      Appendix AML/CFT Systems & Controls Non-resident MLRO VER 1 11 February 2013 – 31 January 2020 Word Version
      Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 10 11 February 2013 – 30 June 2013 Word Version
      Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 11 1 July 2013 – 31 December 2013 Word Version
      Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 11a 1 July 2013 – 31 December 2014 Word Version
      Controlled function application Application to exercise one or more controlled functions VER 12 1 January 2015 – 30 April 2018 Word Version
      Controlled function application VER 13 April 2018 Word Version
      Appendix AML/CFT Systems & Controls Non-resident Money Laundering Reporting Officer (“MLRO”) VER 2 February 2020- Word Version

    • Form 04 Archive

      Version Effective Formats Notes
      Q04 VER 1 01 November 05 – 30 April 08 Word Version    
      Q04 VER 2 01 May 08 – 27 July 10 Word Version    
      Q04 VER 3 28 July 10 – 31 December 2013 Word Version    
      Q04 VER 4 31 December 2013 – 31 March 2015 Word Version    
      Q04 VER 5 1 April 2015 – 29 February 2016 PDF Version    

    • Form 11 Archive

      Version Effective Formats Notes
      Q11 VER 1 01 November 05 – 30 April 08 Word Version    
      Q11 VER 2 01 May 08 – 02 March 10 Word Version    
      Q11 VER 4 01 February 10 – 27 July 10 Word Version    
      Q11 VER 5 28 July – 29 March 2011 Word Version    
      Q11 VER 6 30 March 2011 – 31 December 2011 Word Version    
      Q11 VER 7 1 January 2012 – 10 February 2013 Word Version    
      Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
      Notes to Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
      Q11 VER 8 11 February 2013 – 30 June 2013 Word Version    
      Q11 VER 9 1 July 2013 – 31 December 2013 Word Version    
      Q11 VER 9a 1 July 2013 – 31 December 2014 Word Version    
      Appendix AML/CFT Systems and Control, Non-resident MLRO 1 July 2013 – 31 December 2014 Word Version    

    • Form 11A Archive

      Version Effective Formats Notes
      Q11A VER 1 01 February 10 – 27 July 10 Word Version    

    • Form 12 Archive

      Version Effective Formats Notes
      Q12 VER 1 01 November 05 – 30 April 08 Word Version    
      Q12 VER 2 01 May 08 – 02 March 10 Word Version    
      Q12 VER 4 01 March 10 – 30 July 10 Word Version    
      Q12 VER 5 31 July 10 – 29 March 11 Word Version    
      Q12 VER 6 30 March 11 – 10 February 2013 Word Version    
      Q12 VER 7 11 February 2013 – 30 June 2013 Word Version    
      Q12 VER 8 1 July 2013 – 31 December 2014 Word Version    
      Q12 VER 9 1 January 2015 – 30 April 2018 Word Version    

    • Form 13 Archive

      Version Effective Formats Notes
      Q13 VER 2 01 July 07 – 30 April 08 Word Version    
      Q13 VER 3 01 May 08 – 27 July 10 Word Version    
      Notes for completing Form Q13 01 May 08 – 27 July 2010 Word Version    

    • Form 16 Archive

      Version Effective Formats Notes
      Q16 VER 1 01 March 06 – 30 April 08 Word Version    
      Q16 VER 2 01 May 08 – 27 July 10 Word Version    

    • Form 18 Archive

      Version Effective Formats Notes
      Q18 VER 1 01 July 07 – 30 April 08 Word Version    
      Q18 VER 2 01 May 08 – 27 July 10 Word Version    
      Q18 VER 3 28 July 10 – September 2011 Word Version    
      Form CRO 1 VER 4 01 May 08 – 27 July 2010 Word Version    

    • QFC Form 01 – Application for Licensing

      Number Title Format Version
      QFC Form 01 Application for Licensing PDF Version March 2016
      Form CRO 1
      Companies Registration Office
      Application for incorporate of a Limited Liability Company in the QFC PDF Version November 2014
      Form CRO 1A
      Companies Registration Office
      Application to incorporate a company limited by Guarantee in the QFC PDF Version March 2015
      Form CRO 2
      Companies Registration Office
      Application for register of branch by non-QFC Company PDF Version November 2014
      Form CRO 3
      Companies Registration Office
      Application to incorporate a Limited Liability Partnership in the QFC PDF Version November 2014
      Form CRO 4
      Companies Registration Office
      Application to register a branch of a non-QFC Limited Liability Partnership PDF Version November 2014


    • QFC Form 04 – Application for Registration (Approved Auditor, Support Services Provider or Insolvency Practitioner)

      Number Title Format Version
      QFC Form 04 Application for Registration PDF Version March 2016