Policy Statements and Notices
QFCA
In Force
Compliance Notices
Policy Statements
Date Policy Statement No. Title 28/03/2008 Minimum levels of health, disability income and life insurance benefits 28/03/2008 Minimum levels of health, disability income and life insurance benefits — Arabic 08/02/2010 QFC Employment Code 08/02/2010 QFC Employment Code — Arabic 01/10/2018 Policy Statement on Financial Penalties and Public Censures 26/09/2019 QFCA Enforcement Policy 2019 06/10/2019 QFCA Enforcement Policy Statement on the Amount of Penalties 01/04/2020 QFCA Policy Statement on Support Service Providers 10/11/2020 QFCA Policy on Providing Legal Services in the QFC for Prospective Applicants Guides
Date Policy Statement No. Title 24/04/2012 CRO Late Filing Penalties Guidance Legal Notices
Date Legal Notice No. Title 03/10/2017 Revocation of the Notice regarding Legal Services that is made under Article 18 of the Qatar Financial Center Authority Regulations dated 6 sept 2016 No Longer in Force
Date Legal Notice No. Title 06/09/2016 Notice in Accordance with Article 18 of the Qatar Financial Center Authority Regulations Regarding Legal Services QFCRA
In Force
Policy Statements
Date Instrument Title 11/09/2005 Policy Statement No. 1 QFC Firms Doing Business in the State PDF Version Word Version 01/01/2012 Policy Statement Enforcement Policy Statement 2012 PDF Version Word Version Notices
Date Instrument Title 25/07/2011 Notice CAPI (Application Form) Notice 2011 PDF Version 12/09/2011 Notice Collective Investment Schemes (Application Form) Notice 2011 PDF Version 02/02/2014 Notice Form Q06A (Controller Notice Authorised Firms) Notice 2014 PDF Version 15/05/2018 Notice Controlled Function (Forms) Notice 2018 (No. 1) PDF Version 01/01/2019 Notice AML/CFT Return and Introducer's Certificate (Forms) Notice 2018 PDF Version 01/01/2019 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 2) PDF Version 14/02/2019 Notice Annual Report on Controllers and Close Links Notice 2019 PDF Version 15/05/2019 Notice Prudential Returns (Insurance) Notice 2019 (No. 1) PDF Version 20/05/2020 Notice Lodgement Requirements (Electronic Submission) Notice 2020 PDF Version 03/12/2020 Notice Approved Website Notice 2020 PDF Version No Longer in Force
Policy Statements
Date Instrument Title 06/03/2009 QFCRA Policy 2009-01 Financial Services Regulations (Financial penalties-late returns or reports) Policy 2009 PDF Version Word Version 27/09/2009 QFCRA Policy 2009-02 Financial Services (Financial Penalties and Public Censures) Policy 2009 PDF Version Word Version Notices
Date Instrument Title 10/06/2008 Designated jurisdictions List of designated jurisdictions 30/12/2008 Notice Prudential Returns Notice PDF Version 06/10/2009 Notice Licensed Professional Firms Annual AML Questionnaire Notice 2009 PDF Version 02/03/2010 Notice Approved Website Notice 2010 PDF Version 03/03/2010 Notice Approved Individuals (Forms) Notice 2010 PDF Version 13/05/2010 Notice Anti-Money Laundering and Countering Terrorist Financing (Forms) Notice 2010 PDF Version 03/02/2011 Notice Prudential Returns Notice 2011 PDF Version 01/04/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 PDF Version 01/04/2011 Notice Prudential Returns Notice 2011 (No. 2) PDF Version 01/04/2011 Notice Approved Individuals (Forms) Notice 2011 PDF Version 01/04/2011 Notice Business Returns and Other Forms Notice 2011 PDF Version 01/04/2011 Notice DNFBP Annual AML/CFT Questionnaire Notice 2011 PDF Version 30/09/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 (No. 2) PDF Version 30/09/2011 Notice Prudential Returns Notice 2011 (No. 3) PDF Version 30/09/2011 Notice Prudential Returns Notice 2011 (No. 4) PDF Version 01/01/2012 Notice Prudential Returns Notice 2011 (No. 5) PDF Version 01/05/2012 Notice Approved Individuals (Forms) Notice 2012 PDF Version 24/05/2012 Notice Approved Individuals (Forms) Notice 2012 (No. 2) PDF Version 01/02/2013 Notice Approved Individuals (Forms) Notice 2013 PDF Version 02/05/2013 Notice Non-Resident Money Laundering Reporting Officer Annual Report (Forms) Notice 2013 PDF Version 01/07/2013 Notice Approved Individuals (Forms) Notice 2013 (no.2) PDF Version 04/02/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 PDF Version 07/07/2014 Notice Prudential Returns (Banking and Investment Firms) Notice 2014 PDF Version 08/12/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 (No.2) PDF Version 01/01/2015 Notice Controlled Function (Forms) Notice 2015 (No. 1) PDF Version 01/01/2015 Notice Lodgement Requirements (Electronic Submission) Notice 2015 (No. 1) PDF Version 24/03/2015 Notice Prudential Returns (Insurance) Notice 2015 (No. 1) PDF Version 01/04/2015 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2015 (No. 1) PDF Version 07/12/2015 Notice Introducers Certificate and Non-Resident MLRO Annual Report Notice 2015 PDF Version 07/12/2015 Notice DNFBP Annual AML/CFT Questionnaire Notice 2015 PDF Version 01/05/2017 Notice Introducer's Certificate and Non-resident MLRO Annual Report (Forms) Notice 2017 PDF Version 01/11/2017 Notice Lodgement Requirements (Electronic Submission) (DNFBPs) Notice 2017 (No. 1) PDF Version 31/05/2018 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 1) PDF Version 01/01/2019 Notice Lodgement Requirements (Electronic Submission) Notice 2018 PDF Version
QFC Legislation