• QFCRA

    • In Force

      Policy Statements

      Date Instrument Title
      11/09/2005 Policy Statement No. 1 QFC Firms Doing Business in the State PDF Version Word Version
      01/01/2012 Policy Statement Enforcement Policy Statement 2012 PDF Version Word Version

      Notices

      Date Instrument Title
      25/07/2011 Notice CAPI (Application Form) Notice 2011 PDF Version
      12/09/2011 Notice Collective Investment Schemes (Application Form) Notice 2011 PDF Version
      02/02/2014 Notice Form Q06A (Controller Notice Authorised Firms) Notice 2014 PDF Version
      15/05/2018 Notice Controlled Function (Forms) Notice 2018 (No. 1) PDF Version
      01/01/2019 Notice AML/CFT Return and Introducer's Certificate (Forms) Notice 2018 PDF Version
      01/01/2019 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 2) PDF Version
      14/02/2019 Notice Annual Report on Controllers and Close Links Notice 2019 PDF Version
      15/05/2019 Notice Prudential Returns (Insurance) Notice 2019 (No. 1) PDF Version
      20/05/2020 Notice Lodgement Requirements (Electronic Submission) Notice 2020 PDF Version
      03/12/2020 Notice Approved Website Notice 2020 PDF Version

    • No Longer in Force

      Policy Statements

      Date Instrument Title
      06/03/2009 QFCRA Policy 2009-01 Financial Services Regulations (Financial penalties-late returns or reports) Policy 2009 PDF Version Word Version
      27/09/2009 QFCRA Policy 2009-02 Financial Services (Financial Penalties and Public Censures) Policy 2009 PDF Version Word Version

      Notices

      Date Instrument Title
      10/06/2008 Designated jurisdictions List of designated jurisdictions
      30/12/2008 Notice Prudential Returns Notice PDF Version
      06/10/2009 Notice Licensed Professional Firms Annual AML Questionnaire Notice 2009 PDF Version
      02/03/2010 Notice Approved Website Notice 2010 PDF Version
      03/03/2010 Notice Approved Individuals (Forms) Notice 2010 PDF Version
      13/05/2010 Notice Anti-Money Laundering and Countering Terrorist Financing (Forms) Notice 2010 PDF Version
      03/02/2011 Notice Prudential Returns Notice 2011 PDF Version
      01/04/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 PDF Version
      01/04/2011 Notice Prudential Returns Notice 2011 (No. 2) PDF Version
      01/04/2011 Notice Approved Individuals (Forms) Notice 2011 PDF Version
      01/04/2011 Notice Business Returns and Other Forms Notice 2011 PDF Version
      01/04/2011 Notice DNFBP Annual AML/CFT Questionnaire Notice 2011 PDF Version
      30/09/2011 Notice Lodgement Requirements (Electronic Submission) Notice 2011 (No. 2) PDF Version
      30/09/2011 Notice Prudential Returns Notice 2011 (No. 3) PDF Version
      30/09/2011 Notice Prudential Returns Notice 2011 (No. 4) PDF Version
      01/01/2012 Notice Prudential Returns Notice 2011 (No. 5) PDF Version
      01/05/2012 Notice Approved Individuals (Forms) Notice 2012 PDF Version
      24/05/2012 Notice Approved Individuals (Forms) Notice 2012 (No. 2) PDF Version
      01/02/2013 Notice Approved Individuals (Forms) Notice 2013 PDF Version
      02/05/2013 Notice Non-Resident Money Laundering Reporting Officer Annual Report (Forms) Notice 2013 PDF Version
      01/07/2013 Notice Approved Individuals (Forms) Notice 2013 (no.2) PDF Version
      04/02/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 PDF Version
      07/07/2014 Notice Prudential Returns (Banking and Investment Firms) Notice 2014 PDF Version
      08/12/2014 Notice DNFBP Annual AML/CFT Questionnaire Notice 2014 (No.2) PDF Version
      01/01/2015 Notice Controlled Function (Forms) Notice 2015 (No. 1) PDF Version
      01/01/2015 Notice Lodgement Requirements (Electronic Submission) Notice 2015 (No. 1) PDF Version
      24/03/2015 Notice Prudential Returns (Insurance) Notice 2015 (No. 1) PDF Version
      01/04/2015 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2015 (No. 1) PDF Version
      07/12/2015 Notice Introducers Certificate and Non-Resident MLRO Annual Report Notice 2015 PDF Version
      07/12/2015 Notice DNFBP Annual AML/CFT Questionnaire Notice 2015 PDF Version
      01/05/2017 Notice Introducer's Certificate and Non-resident MLRO Annual Report (Forms) Notice 2017 PDF Version
      01/11/2017 Notice Lodgement Requirements (Electronic Submission) (DNFBPs) Notice 2017 (No. 1) PDF Version
      31/05/2018 Notice Prudential Returns (Banking, Investment Management and Advisory Firms) Notice 2018 (No. 1) PDF Version
      01/01/2019 Notice Lodgement Requirements (Electronic Submission) Notice 2018 PDF Version