QFCRA Rulebooks Archive
Anti Money Laundering Rulebook (AMLR) Archive
Repealed by QFCRA Rules 2010-03.
Version Effective Formats Notes AMLR VER 4 6 December 09 – 29 April 2010 PDF Version Word Version AMLR VER 3 1 October 08 – 5 December 09 PDF Version Word Version AMLR VER 2 7 April 08 – 30 September 08 PDF Version Word Version AMLR VER 1 13 October 05 – 06 April 08 PDF Version Word Version Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) Archive
Version Effective Formats Notes AML/CFTR VER 8 1 April 17 – 31 January 20 PDF Version Word Version AML/CFTR VER 7 1 January 16 – 31 March 17 PDF Version Word Version AML/CFTR VER 6 1 July 15 – 31 December 15 PDF Version Word Version AML/CFTR VER 5 1 January 15 – 30 June 15 PDF Version Word Version AML/CFTR VER 4 1 February 13 – 31 December 14 PDF Version Word Version AML/CFTR VER 3 1 October 10 – 31 January 13 PDF Version Word Version AML/CFTR VER 2 19 September 10 – 30 September 10 PDF Version Word Version AML/CFTR VER 1 30 April 10 – 18 September 10 PDF Version Word Version Anti-Money Laundering and Combating Terrorist Financing (General Insurance) Rules 2012 (AMLG) Archive
Version Effective Formats Notes AMLG VER 4 1 April 17 – 31 January 20 PDF Version Word Version AMLG VER 3 1 January 16 – 31 March 17 PDF Version Word Version AMLG VER 2 1 July 15 – 31 December 2015 PDF Version Word Version AMLG VER 1 1 February 13 – 30 June 15 PDF Version Word Version Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR) Archive
Version Effective Formats Notes AML/CFTR VER 1 1 February 20 – 14 August 20 PDF Version Word Version Assets Rulebook (ASET) Archive
Version Effective Formats Notes ASET VER 10 1 January 12 – 31 December 14 PDF Version Word Version ASET VER 9 1 July 11 – 31 December 11 PDF Version Word Version ASET VER 8 1 January 11 – 30 June 11 PDF Version Word Version ASET VER 7 1 October 10 – 31 December 10 PDF Version Word Version ASET VER 6 6 December 09 – 30 September 10 PDF Version Word Version ASET VER 5 1 October 08 – 5 December 09 PDF Version Word Version ASET VER 4 7 April 08 – 30 September 08 PDF Version Word Version ASET VER 3 15 July 07 – 06 April 08 PDF Version Word Version ASET VER 2 01 July 07 – 14 July 07 PDF Version Word Version ASET VER 1 05 December 05 – 30 June 07 PDF Version Word Version Banking Business Prudential Rules 2014 (BANK) Archive
Version Effective Formats Notes BANK VER 6 1 January 20 – 14 October 20 PDF Version Word Version BANK VER 5 1 May 18 – 31 December 19 PDF Version Word Version BANK VER 4 1 April 17 – 30 April 18 PDF Version Word Version BANK VER 3 1 January 16 – 31 March 17 PDF Version Word Version BANK VER 2 1 July 15 – 31 December 15 PDF Version Word Version BANK VER 1 1 January 15 – 30 June 15 PDF Version Word Version Captive Insurance Business Rules 2011 (CAPI) Archive
Version Effective Formats Notes CAPI VER 5 28 March 2019 – 14 October 2020 PDF Version Word Version CAPI VER 4 1 July 2015 – 27 March 2019 PDF Version Word Version CAPI VER 3 1 January 2015 – 30 June 2015 PDF Version Word Version CAPI VER 2 1 July 2013 – 31 December 2014 PDF Version Word Version CAPI VER 1 1 July 11 – 30 June 2013 PDF Version Word Version Collective Investment Schemes Rules 2010 (COLL) Archive
Version Effective Formats Notes COLL VER 8 1 January 2020 – 14 October 2020 PDF Version Word Version COLL VER 7 1 July 2019 – 31 December 2019 PDF Version Word Version COLL VER 6 19 September 2016 – 30 June 2019 PDF Version Word Version COLL VER 5 1 January 2015 – 18 September 2016 PDF Version Word Version COLL VER 4 1 July 2013 – 31 December 2014 PDF Version Word Version COLL VER 3 1 February 2013 – 30 June 2013 PDF Version Word Version COLL VER 2 1 July 2011 – 31 January 2013 PDF Version Word Version COLL VER 1 1 January 2011 – 30 June 2011 PDF Version Word Version Collective Investments Funds Rulebook (COLL) Archive (pre-2010)
Version Effective Formats Notes COLL VER 6 1 October 10 – 31 December 10 PDF Version Word Version COLL VER 5 30 April 10 – 30 September 10 PDF Version Word Version COLL VER 4 03 March 10 – 29 April 10 PDF Version Word Version COLL VER 3 06 December 09 – 02 March 10 PDF Version Word Version COLL VER 2 07 April 08 – 05 December 09 PDF Version Word Version COLL VER 1 15 July 07 – 06 April 08 PDF Version Word Version Conduct of Business Rulebook (COND) Archive
Version Effective Formats Notes COND VER 12 1 January 2016 – 31 December 2019 PDF Version Word Version COND VER 11 1 January 2015 – 31 December 2015 PDF Version Word Version COND VER 10 1 July 2013 – 31 December 2014 PDF Version Word Version COND VER 9 1 July 2011 – 30 June 2013 PDF Version Word Version COND VER 8 1 January 2011 – 30 June 2011 PDF Version Word Version COND VER 7 1 October 2010 – 31 December 2010 PDF Version Word Version COND VER 6 30 April 2010 – 30 September 2010 PDF Version Word Version COND VER 5 02 March 2010 – 29 April 2010 PDF Version Word Version COND VER 4 06 December 2009 – 02 March 2010 PDF Version Word Version COND VER 3 01 October 2008 – 05 December 2009 PDF Version Word Version COND VER 2 07 April 2008 – 30 September 2008 PDF Version Word Version COND VER 1 01 July 07 – 06 April 2008 PDF Version Word Version COND VER 1 (Repealed) 5 December 05 – 30 June 07 PDF Version Word Version Controls Rulebook (CTRL) Archive
Repealed by QFCRA RM/2012-5.
Version Effective Formats Notes CTRL VER 10 1 January 12 – 30 June 13 PDF Version Word Version CTRL VER 9 1 July 11 – 31 December 11 PDF Version Word Version CTRL VER 8 01 January 11 – 30 June 11 PDF Version Word Version CTRL VER 7 01 October 10 – 31 December 10 PDF Version Word Version CTRL VER 6 03 March 10 – 30 September 10 PDF Version Word Version CTRL VER 5 06 December 09 – 02 March 10 PDF Version Word Version CTRL VER 4 07 April 08 – 05 December 09 PDF Version Word Version CTRL VER 3 01 July 07 – 06 April 08 PDF Version Word Version CTRL VER 2 01 October 06 – 30 June 07 PDF Version Word Version CTRL VER 1 13 October 05 – 30 September 06 PDF Version Word Version Customer and Investor Protection Rules 2019 (CIPR) Archive
Version Effective Formats Notes CIPR VER 1 1 January 20 – 14 August 20 PDF Version Word Version General Rulebook (GENE) Archive
Version Effective Formats Notes GENE VER 22 28 March 19 – 14 October 20 PDF Version Word Version GENE VER 21 1 August 18 – 27 March 19 PDF Version Word Version GENE VER 20 1 May 18 – 31 July 18 PDF Version Word Version GENE VER 19 1 April 17 – 30 April 18 PDF Version Word Version GENE VER 18 1 January 16 – 31 March 17 PDF Version Word Version GENE VER 17 1 July 15 – 31 December 15 PDF Version Word Version GENE VER 16 1 January 15 – 30 June 15 PDF Version Word Version GENE VER 15 1 February 14 – 31 December 14 PDF Version Word Version GENE VER 14 1 July 13 – 31 January 14 PDF Version Word Version GENE VER 13 1 January 12 – 30 June 13 PDF Version Word Version GENE VER 12 1 July 11 – 31 December 11 PDF Version Word Version GENE VER 11 1 January 11 – 30 June 11 PDF Version Word Version GENE VER 10 1 October 10 – 31 December 10 PDF Version Word Version GENE VER 9 30 April 10 – 30 September 10 PDF Version Word Version GENE VER 8 03 March 10 – 29 April 10 PDF Version Word Version GENE VER 7 06 December 09 – 02 March 10 PDF Version Word Version GENE VER 6 01 October 08 – 05 December 09 PDF Version Word Version GENE VER 5 07 April 08 – 30 September 08 PDF Version Word Version GENE VER 4 01 October 07 – 06 April 08 PDF Version Word Version GENE VER 3 15 July 07 – 30 September 07 PDF Version Word Version GENE VER 2 01 July 07 – 14 July 07 PDF Version Word Version GENE VER 1 05 December 05 – 30 June 07 PDF Version Word Version Governance and Controlled Functions Rules 2012 (CTRL) Archive
Version Effective Formats Notes CTRL VER 3 1 January 16 – 31 March 17 PDF Version Word Version CTRL VER 2 1 January 15 – 31 December 15 PDF Version Word Version CTRL VER 1 1 July 13 – 31 December 14 PDF Version Word Version Individuals (Assessment, Training and Competency) Rules 2014 (INDI) Archive
Version Effective Formats Notes INDI VER 3 1 May 2018 – 31 December 2019 PDF Version Word Version INDI VER 2 1 January 2016 – 30 April 2018 PDF Version Word Version INDI VER 1 1 January 2015 – 31 December 2015 PDF Version Word Version Individuals Rulebook (INDI) Archive
Version Effective Formats Notes INDI VER 11 1 July 2013 – 31 December 2014 PDF Version Word Version INDI VER 10 1 January 2012 – 30 June 2013 PDF Version Word Version INDI VER 9 1 July 2011 – 31 December 2011 PDF Version Word Version INDI VER 8 1 October 2010 – 30 June 2011 PDF Version Word Version INDI VER 7 30 April 2010 – 30 September 2010 PDF Version Word Version INDI VER 6 03 March 2010 – 29 April 2010 PDF Version Word Version INDI VER 5 06 December 2009 – 02 March 2010 PDF Version Word Version INDI VER 4 07 April 2008 – 05 December 2009 PDF Version Word Version INDI VER 3 01 July 2007 – 06 Apr 2008 PDF Version Word Version INDI VER 2 01 October 2006 – 30 June 2007 PDF Version Word Version INDI VER 1 13 October 2005 – 30 September 2006 PDF Version Word Version Insurance Mediation Business Rules 2011 (IMEB) Archive
Version Effective Formats Notes IMEB VER 6 1 January 2020 – 14 August 2020 PDF Version Word Version IMEB VER 5 28 March 2019 – 31 December 2019 PDF Version Word Version IMEB VER 4 1 January 2016 – 27 March 2019 PDF Version Word Version IMEB VER 3 1 July 2015 – 31 December 2015 PDF Version Word Version IMEB VER 2 1 January 2015 – 30 June 2015 PDF Version Word Version IMEB VER 1 1 July 2011 – 31 December 2014 PDF Version Word Version Insurance Rulebook (PINS) Archive
Version Effective Formats Notes PINS VER 16 28 March 19 – 14 October 20 PDF Version Word Version PINS VER 15 1 April 17 – 27 March 19 PDF Version Word Version PINS VER 14 1 January 16 – 31 March 17 PDF Version Word Version PINS VER 13 1 July 2015 – 31 December 2015 PDF Version Word Version PINS VER 12 1 January 2015 – 30 June 2015 PDF Version Word Version PINS VER 11 1 July 2013 – 31 December 2014 PDF Version Word Version PINS VER 10 1 February 2013 – 30 June 2013 PDF Version Word Version PINS VER 9 1 July 11 – 31 January 2013 PDF Version Word Version PINS VER 8 1 January 11 – 30 June 2011 PDF Version Word Version PINS VER 7 1 October 10 – 31 December 10 PDF Version Word Version PINS VER 6 3 March 10 – 30 September 10 PDF Version Word Version PINS VER 5 6 December 09 – 2 March 10 PDF Version Word Version PINS VER 4 1 October 08 – 5 December 09 PDF Version Word Version PINS VER 3 7 April 08 – 30 September 08 PDF Version Word Version PINS VER 2 1 July 07 – 6 April 08 PDF Version Word Version PINS VER 1 1 October 06 – 30 June 07 PDF Version Word Version Interim Prudential - Investment, Insurance Mediation & Banking Business Rulebook (PIIB) Archive
Version Effective Formats Notes PIIB VER 13 1 July 2013 – 31 December 2014 PDF Version Word Version PIIB VER 12 1 February 2013 – 30 June 2013 PDF Version Word Version PIIB VER 11 1 January 2013 – 31 January 2013 PDF Version Word Version PIIB VER 10 1 July 2011 – 31 December 2011 PDF Version Word Version PIIB VER 9 1 January 2011 – 30 June 2011 PDF Version Word Version PIIB VER 8 1 October 2010 – 31 December 2010 PDF Version Word Version PIIB VER 7 30 April 2010 – 30 September 2010 PDF Version Word Version PIIB VER 6 3 March 2010 – 29 April 2010 PDF Version Word Version PIIB VER 5 6 December 2009 – 2 March 2010 PDF Version Word Version PIIB VER 4 1 October 2008 – 5 December 2009 PDF Version Word Version PIIB VER 3 7 April 08 – 30 September 2008 PDF Version Word Version PIIB VER 2 15 July 07 – 6 April 2008 PDF Version Word Version PIIB VER 1 13 October 05 – 14 July 07 PDF Version Word Version Interpretation and Application Rulebook (INAP) Archive
Version Effective Formats Notes INAP VER 19 1 January 20 – 14 August 20 PDF Version Word Version INAP VER 18 1 August 2018 – 31 December 2019 PDF Version Word Version INAP VER 17 1 January 2016 – 31 July 2018 PDF Version Word Version INAP VER 16 1 January 2015 – 31 December 2015 PDF Version Word Version INAP VER 15 1 February 2014 – 31 December 2014 PDF Version Word Version INAP VER 14 1 July 2013 – 31 January 2014 PDF Version Word Version INAP VER 13 1 February 2013 – 30 June 2013 PDF Version Word Version INAP VER 12 1 July 2011 – 31 January 2013 PDF Version Word Version INAP VER 11 1 January 2011 – 30 June 2011 PDF Version Word Version INAP VER 10 1 October 10 – 31 December 10 PDF Version Word Version INAP VER 9 30 April 10 – 31 September 10 PDF Version Word Version INAP VER 8 3 March 10 – 29 April 10 PDF Version Word Version INAP VER 7 6 December 09 – 2 March 10 PDF Version Word Version INAP VER 6 1 October 08 – 5 December 09 PDF Version Word Version INAP VER 5 7 April 08 – 30 September 08 PDF Version Word Version INAP VER 4 15 July 07 – 06 April 08 PDF Version Word Version INAP VER 3 1 July 07 – 14 July 07 PDF Version Word Version INAP VER 2 1 October 06 – 30 June 07 PDF Version Word Version INAP VER 1 13 October 05 – 30 September 06 PDF Version Word Version Investment Management and Advisory Rules 2014 (INMA) Archive
Version Effective Formats Notes INMA VER 4 1 January 20 – 14 August 20 PDF Version Word Version INMA VER 3 1 January 2016 – 31 December 2019 PDF Version Word Version INMA VER 2 1 July 2015 – 31 December 2015 PDF Version Word Version INMA VER 1 1 January 2015 – 30 June 2015 PDF Version Word Version Islamic Banking Business Prudential Rules 2015 (IBANK) Archive
Version Effective Formats Notes IBANK VER 4 28 March 19 – 31 December 19 PDF Version Word Version IBANK VER 3 1 May 18 – 27 March 19 PDF Version Word Version IBANK VER 2 1 April 17 – 30 April 18 PDF Version Word Version IBANK VER 1 1 January 16 – 31 March 17 PDF Version Word Version Islamic Finance Rulebook (ISFI) Archive
Version Effective Formats Notes ISFI VER 7 1 April 17 – 31 December 19 PDF Version Word Version ISFI VER 6 1 January 16 – 31 March 17 PDF Version Word Version ISFI VER 5 1 January 2015 – 31 December 2015 PDF Version Word Version ISFI VER 4 1 February 2013 – 31 December 2014 PDF Version Word Version ISFI VER 3 06 December 2009 – 31 January 2013 PDF Version Word Version ISFI VER 2 01 July 2007 – 05 December 2009 PDF Version Word Version ISFI VER 1 13 October 2005 – 30 June 2007 PDF Version Word Version Principles Rulebook (PRIN) Archive
Version Effective Formats Notes PRIN VER 1 13 October 2005 – 31 December 2014 PDF Version Word Version Private Placement Schemes Rules 2010 (PRIV) Archive
Version Effective Formats Notes PRIV VER 3 1 January 2015 – 31 December 2019 PDF Version Word Version PRIV VER 2 1 July 2013 – 31 December 2014 PDF Version Word Version PRIV VER 1 1 January 2011 – 30 June 2013 PDF Version Word Version
QFC Legislation