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  • QFC Forms Archive

    • AML/CFT Forms

      • Form 19 Archive

        Version Effective Formats Notes
        Form Q19 01 October 09 – 30 June 10 Word Version    
        Form Q19 v2 01 July 10 – 29 March 11 Word Version    
        Form Q19 v3 30 March 11 – 10 March 13 Word Version    
        Form Q19 v4 11 March 13 – 05 February 14 Word Version    
        Form Q19 v5 06 February 14 – 20 December 14 Word Version    
        Form Q19 v6 21 December 14 – 06 December 15 Word Version    
        Form Q19 v7 07 December 15 – 31 December 18 Word Version    

      • Form 20 Archive

        Version Effective Formats Notes
        Form Q20 01 April 10 – 06 December 15 Word Version    

      • Form 23 Archive

        Version Effective Formats Notes
        Form Q23 01 May 13 – 06 December 15 Word Version    
        Form Q23 Ver 2 07 December 15 – 30 April 17 Word Version    
        Form Q23 Ver 3 01 May 17 – 31 December 18 Word Version    

    • Application Forms Archive

      • Form 01 Archive

        Version Effective Formats Notes
        Q01 VER 3 01 July 07 – 30 April 08 Word Version    
        Q01 VER 4 01 May 08 – 27 July 10 Word Version    
        Q01 VER 6 28 July 10 – 31 December 2013 Word Version    
        Q01 VER 7 31 December 2013 – 31 March 2015 Word Version    
        Q01 VER 8 1 April 2016 – 29 February 2016 PDF Version    
        Notes for Completing Form Q01 VER 3 01 July 07 – 30 April 08 Word Version    
        Notes for Completing Form Q01 1 May 08 – 31 December 2013 Word Version    
        Form CRO 1 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 1 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 2 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 2 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 3 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 3 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 4 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 4 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 1 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 2 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 3 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 4 VER 4 28 July 10 – 31 October 14 Word Version    

      • Form 02 Archive

        Version Effective Formats Notes
        Q02 VER 3 01 July 07 – 30 April 08 Word Version    
        Q02 VER 4 01 May 08 – 27 July 10 Word Version    
        Notes for Completing Form Q02 VER 3 01 July 07 – 30 April 08 Word Version    
        Form CRO 1 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 1 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 2 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 2 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 3 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 3 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 4 VER 2 01 February 07 – 30 April 08 Word Version    
        Form CRO 4 VER 3 01 May 08 – 27 July 10 Word Version    
        Form CRO 1 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 2 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 3 VER 4 28 July 10 – 31 October 14 Word Version    
        Form CRO 4 VER 4 28 July 10 – 31 October 14 Word Version    

      • Form 03 Archive

        Version Effective Formats Notes
        Q03 VER 3 01 July 07 – 30 April 08 Word Version    
        Notes for Completing Form Q03 VER 3 01 July 07 – 30 April 08 Word Version    
        Q03 VER 4 01 May 08 – 02 March 10 Word Version    
        Notes for Completing Form Q03 VER 4 01 May 08 – 02 March 10 Word Version    
        Q03 VER 6 01 Feb 10 – 27 July 10 Word Version    
        Q03 VER 7 28 July 10 – 29 March 2011 Word Version    
        Q03 VER 8 30 March 2011 – 31 December 2011 Word Version    
        Q03 VER 9 1 January 2012 – 10 February 2013 Word Version    
        Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
        Appendix AML/CFT Systems and Control, Non-resident MLRO 11 February 2013 – 31 January 2020 Word Version    
        Notes to Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
        Q03 VER 10 11 February 2013 – 30 June 2013 Word Version    
        Q03 VER 11 1 July 2013 – 31 December 2013 Word Version    
        Q03 VER 11a 1 July 2013 – 31 December 2014 Word Version    
        Q03 VER 12 1 January 2015 – 30 April 2018 Word Version    

      • Form 04 Archive

        Version Effective Formats Notes
        Q04 VER 1 01 November 05 – 30 April 08 Word Version    
        Q04 VER 2 01 May 08 – 27 July 10 Word Version    
        Q04 VER 3 28 July 10 – 31 December 2013 Word Version    
        Q04 VER 4 31 December 2013 – 31 March 2015 Word Version    
        Q04 VER 5 1 April 2015 – 29 February 2016 PDF Version    

      • Form 11 Archive

        Version Effective Formats Notes
        Q11 VER 1 01 November 05 – 30 April 08 Word Version    
        Q11 VER 2 01 May 08 – 02 March 10 Word Version    
        Q11 VER 4 01 February 10 – 27 July 10 Word Version    
        Q11 VER 5 28 July – 29 March 2011 Word Version    
        Q11 VER 6 30 March 2011 – 31 December 2011 Word Version    
        Q11 VER 7 1 January 2012 – 10 February 2013 Word Version    
        Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
        Notes to Appendix to Form Q03/Q11 1 January 2012 – 10 February 2013 Word Version    
        Q11 VER 8 11 February 2013 – 30 June 2013 Word Version    
        Q11 VER 9 1 July 2013 – 31 December 2013 Word Version    
        Q11 VER 9a 1 July 2013 – 31 December 2014 Word Version    
        Appendix AML/CFT Systems and Control, Non-resident MLRO 1 July 2013 – 31 December 2014 Word Version    

      • Form 11A Archive

        Version Effective Formats Notes
        Q11A VER 1 01 February 10 – 27 July 10 Word Version    

      • Form 12 Archive

        Version Effective Formats Notes
        Q12 VER 1 01 November 05 – 30 April 08 Word Version    
        Q12 VER 2 01 May 08 – 02 March 10 Word Version    
        Q12 VER 4 01 March 10 – 30 July 10 Word Version    
        Q12 VER 5 31 July 10 – 29 March 11 Word Version    
        Q12 VER 6 30 March 11 – 10 February 2013 Word Version    
        Q12 VER 7 11 February 2013 – 30 June 2013 Word Version    
        Q12 VER 8 1 July 2013 – 31 December 2014 Word Version    
        Q12 VER 9 1 January 2015 – 30 April 2018 Word Version    

      • Form 13 Archive

        Version Effective Formats Notes
        Q13 VER 2 01 July 07 – 30 April 08 Word Version    
        Q13 VER 3 01 May 08 – 27 July 10 Word Version    
        Notes for completing Form Q13 01 May 08 – 27 July 2010 Word Version    

      • Form 16 Archive

        Version Effective Formats Notes
        Q16 VER 1 01 March 06 – 30 April 08 Word Version    
        Q16 VER 2 01 May 08 – 27 July 10 Word Version    

      • Form 18 Archive

        Version Effective Formats Notes
        Q18 VER 1 01 July 07 – 30 April 08 Word Version    
        Q18 VER 2 01 May 08 – 27 July 10 Word Version    
        Q18 VER 3 28 July 10 – September 2011 Word Version    
        Form CRO 1 VER 4 01 May 08 – 27 July 2010 Word Version    

      • QFC Form 01 – Application for Licensing

        Number Title Format Version
        QFC Form 01 Application for Licensing PDF Version March 2016
        Form CRO 1
        Companies Registration Office         		Application for incorporate of a Limited Liability Company in the QFC PDF Version November 2014
        Form CRO 1A
        Companies Registration Office         		Application to incorporate a company limited by Guarantee in the QFC PDF Version March 2015
        Form CRO 2
        Companies Registration Office         		Application for register of branch by non-QFC Company PDF Version November 2014
        Form CRO 3
        Companies Registration Office         		Application to incorporate a Limited Liability Partnership in the QFC PDF Version November 2014
        Form CRO 4
        Companies Registration Office         		Application to register a branch of a non-QFC Limited Liability Partnership PDF Version November 2014


      • QFC Form 04 – Application for Registration (Approved Auditor, Support Services Provider or Insolvency Practitioner)

        Number Title Format Version
        QFC Form 04 Application for Registration PDF Version March 2016


    • General Forms Archive

      • Form 05 Archive

        Version Effective Formats Notes
        Q05 VER 1 01 November 05 – 30 April 08 Word Version    
        Q05 VER 2 01 May 08 – 27 July 10 Word Version    

      • Form 06 Archive

        Version Effective Formats Notes
        Q06 VER 1 01 November 05 – 30 April 08 Word Version    
        Q06 VER 2 01 May 08 – 27 July 10 Word Version    
        Q06 VER 3 28 July 2010 – 29 February 2016 PDF Version    

      • Form 07 Archive

        Version Effective Formats Notes
        Q07 VER 1 01 November 05 – 30 April 08 Word Version    
        Q07 VER 2 01 May 08 – 27 July 10 Word Version    
        Q07 VER 3 28 Jul 10 – 22 Aug 10 Word Version    
        Q07 VER 4 23 Aug 10 – 31 Oct 14 Word Version    

      • Form 14 Archive

        Version Effective Formats Notes
        Q14 VER 1 01 November 05 – 30 April 08 Word Version    
        Q14 VER 2 01 May 08 – 27 July 10 Word Version    
        Q14 VER 3 28 July 10 – 31 Oct 14 Word Version    

      • Form 15 Archive

        Version Effective Formats Notes
        Q14 VER 1 01 November 05 – 30 April 08 Word Version    
        Q14 VER 2 01 May 08 – 27 July 10 Word Version    
        Q14 VER 3 28 July 10 – 31 Oct 14 Word Version    

      • Form 17 Archive

        Version Effective Formats Notes
        Q17 VER 1 01 July 07 – 30 April 08 Excel Version    
        Q17 VER 2 01 May 08 – 27 July 10 Excel Version    
        Q17 VER 3 28 July 10 – 29 March 11 Excel Version    
        Q17 VER 4 30 March 11 – 31 December 18 Excel Version    

      • QFC Form 05 – Application for Waiver or Modification

        Number Title Version
        QFC Form 05 Application for Waiver or Modification July 2010


      • QFC Form 06 – Controller Notice

        Number Title Version
        QFC Form 06 Controller Notice March 2016


    • Data Protection Forms Archive

      • Form 08 Archive

        Version Effective Formats Notes
        Q08 VER 1 01 November 05 – 30 April 08 Word Version    
        Q08 VER 2 01 May 08 – 27 July 10 Word Version    
        Q08 VER 3 28 July 10 – 02 November 14 Word Version    

      • Form 09 Archive

        Version Effective Formats Notes
        Q09 VER 1 01 November 05 – 30 April 08 Word Version    
        Q09 VER 2 01 May 08 – 27 July 10 Word Version    
        Q09 VER 3 28 July 10 – 02 November 14 Word Version    

      • Form 10 Archive

        Version Effective Formats Notes
        Q10 VER 1 01 November 05 – 30 April 08 Word Version    
        Q10 VER 2 01 May 08 – 27 July 10 Word Version    
        Q10 VER 3 28 July 10 – 02 November 14 Word Version    

    • Prudential Returns Archive

      • Form 100s Archive

        Version Effective Formats Notes
        Q100s VER 2 01 January 08 – 30 April 08 Excel Version    
        Q100s VER 1   Excel Version    
        Q100s VER 4 01 May 08 – 27 July 10 Excel Version    
        Q100s VER 5 28 July 10 – 01 February 11 Excel Version    
        Q100s VER 6 02 February 11 – 29 March 11 Excel Version    
        Q100s VER 7 01 March 11 – 30 March 15 Excel Version    

      • Form 200s Archive

        Version Effective Formats Notes
        Q200s VER 2 01 April 08 – 30 April 08 Excel Version    
        Q200s VER 4 01 December 08 – 27 July 10 Excel Version    
        Q200s VER 5 28 July 10 – 29 March 11 Excel Version    
        Q200s VER 6 30 March 11 – 28 September 11 Excel Version    
        Q200s VER 7 29 September 11 – 30 April 15 Excel Version    

      • Form 300s Archive

        Version Effective Formats Notes
        Q300s VER 1 01 June 08 – 30 November 08 Excel Version    
        Q300s VER 2 01 December 08 – 27 July 10 Excel Version    
        Q300s VER 3 28 July 10 – 29 March 11 Excel Version    
        Q300s VER 4 30 March 11 – 30 December 11 Excel Version    
        Q300s VER 5 31 December 11 – 30 April 15 Excel Version    

      • Form 400s Archive

        Version Effective Formats Notes
        Q400s VER 1 01 September 11 – 30 April 15 Excel Version    

      • Form 500s Archive

        Version Effective Formats Notes
        Q500s VER 1 01 January 12 – 30 April 15 Excel Version    

      • Consolidated Banking Returns Archive

        For sample returns that banking business firms (deposit-takers, investment dealers and Islamic financial managers) must submit through the Electronic Submission System (ESS), click here