AML/CFTR 2.3.6 How MLRO must carry out role

The MLRO for a firm must act honestly, reasonably and independently, particularly in:

(a) receiving, investigating and assessing internal suspicious transaction reports; and
(b) deciding whether to make, and making, suspicious transaction reports to the FIU.
Derived by QFCRA RM/2019-8 (as from 1st February 2020)