AML/CFTR 7.2.2 Training records

A firm must make and keep records of the AML/CFT training provided for the firm's officers and employees, including, as a minimum:

(a) the dates the training was provided;
(b) the nature of the training; and
(c) the names of the individuals to whom the training was provided.
Derived by QFCRA RM/2019-8 (as from 1st February 2020)