AML/CFTR Part 2.2 Senior management

Note for Part 2.2

Principle 1 (see rule 1.2.1) requires the senior management of a firm to ensure that the firm's policies, procedures, systems and controls are implemented, and that they appropriately and adequately address the requirements of the AML/CFT Law and these rules.

Derived by QFCRA RM/2019-8 (as from 1st February 2020)