Skip to main content
QFC Legislation

Top Menu

  • QFC Authority
  • QFC Regulatory Authority
  • QFCA Contacts
  • QFCRA Contacts

Main navigation

  • Browse Contents
  • View Updates
  • Search Legislation

Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
        • AML/CFTR Chapter 1 General provisions
        • AML/CFTR Chapter 2 General AML and CFT responsibilities
        • AML/CFTR Chapter 3 The risk-based approach
        • AML/CFTR Chapter 4 Know your customer
          • AML/CFTR Part 4.1 Know your customer — general
          • AML/CFTR Part 4.2 Know your customer — key terms
          • AML/CFTR Part 4.3 Customer due diligence and ongoing monitoring
            • AML/CFTR 4.3.1 Firm to assess applicants for business
            • AML/CFTR 4.3.2 When CDD required — basic requirement
            • AML/CFTR 4.3.3 Firm unable to complete CDD for customer
            • AML/CFTR 4.3.4 When CDD may not be required — acquired businesses
            • AML/CFTR 4.3.5 Timing of CDD — establishment of business relationship
            • AML/CFTR 4.3.6 Timing of CDD — one-off transactions
            • AML/CFTR 4.3.7 When CDD required — additional requirement for existing customers
            • AML/CFTR 4.3.8 Extent of CDD — general requirement
            • AML/CFTR 4.3.9 Extent of CDD — legal persons and arrangements
            • AML/CFTR 4.3.10 CDD for beneficiaries of life insurance policies — general
            • AML/CFTR 4.3.11 CDD for PEPs as beneficiaries of life insurance policies
            • AML/CFTR 4.3.12 CDD for purchaser and vendor of real estate
            • AML/CFTR 4.3.13 Ongoing monitoring required
            • AML/CFTR 4.3.14 Procedures for ongoing monitoring
            • AML/CFTR 4.3.15 Linked one-off transactions
          • AML/CFTR Part 4.4 Enhanced CDD and ongoing monitoring
          • AML/CFTR Part 4.5 Simplified CDD and ongoing monitoring
          • AML/CFTR Part 4.6 Customer identification documentation
        • AML/CFTR Chapter 5 Reporting and tipping-off
        • AML/CFTR Chapter 6 Screening and training requirements
        • AML/CFTR Chapter 7 Providing documentary evidence of compliance
        • AML/CFTR Glossary
      • Banking Business Prudential Rules 2014 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2020 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2015 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Professional Investors Fund Rules 2022 (PROF)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements, Notices and Email Alerts
    • Gazette
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
Entire section Link Text Only Rich Text Print Custom print

Location:

Breadcrumb

  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
  4. AML/CFTR Chapter 4 Know your customer
  5. AML/CFTR Part 4.3 Customer due diligence and ongoing monitoring
Current PDF Version
Current Word Version
‹ AML/CFTR 4.2.5 What is a one-off transaction? AML/CFTR 4.3.1 Firm to assess applicants for business ›

AML/CFTR Part 4.3 Customer due diligence and ongoing monitoring

  • AML/CFTR 4.3.1 Firm to assess applicants for business
  • AML/CFTR 4.3.2 When CDD required — basic requirement
  • AML/CFTR 4.3.3 Firm unable to complete CDD for customer
  • AML/CFTR 4.3.4 When CDD may not be required — acquired businesses
  • AML/CFTR 4.3.5 Timing of CDD — establishment of business relationship
  • AML/CFTR 4.3.6 Timing of CDD — one-off transactions
  • AML/CFTR 4.3.7 When CDD required — additional requirement for existing customers
  • AML/CFTR 4.3.8 Extent of CDD — general requirement
  • AML/CFTR 4.3.9 Extent of CDD — legal persons and arrangements
  • AML/CFTR 4.3.10 CDD for beneficiaries of life insurance policies — general
  • AML/CFTR 4.3.11 CDD for PEPs as beneficiaries of life insurance policies
  • AML/CFTR 4.3.12 CDD for purchaser and vendor of real estate
  • AML/CFTR 4.3.13 Ongoing monitoring required
  • AML/CFTR 4.3.14 Procedures for ongoing monitoring
  • AML/CFTR 4.3.15 Linked one-off transactions
‹ AML/CFTR 4.2.5 What is a one-off transaction? AML/CFTR 4.3.1 Firm to assess applicants for business ›

Legal Notice

QFC Regulatory Authority © 2020