Archive QFC Form 03 – Controlled function application

Title Version number Effective Format
Application for approval of individuals VER 3 01 July 07 – 30 April 08 Word Version
Notes for Completing Form Q03 VER 3 01 July 07 – 30 April 08 Word Version
Application for approval of individuals VER 4 01 May 08 – 02 March 10 Word Version
Notes for Completing Form Q03 VER 4 01 May 08 – 02 March 10 Word Version
Application for approval of an individual as an approved individual VER 6 01 Feb 10 – 27 July 10 Word Version
Application for approval of an individual as an approved individual VER 7 28 July 10 – 29 March 2011 Word Version
Application for approval of an individual as an approved individual VER 8 30 March 2011 – 31 December 2011 Word Version
Application for approval of an individual as an approved individual VER 9 1 January 2012 – 10 February 2013 Word Version
Appendix to Form Q03/Q11 VER 1 1 January 2012 – 10 February 2013 Word Version
Notes to Appendix to Form Q03/Q11 VER 1 1 January 2012 – 10 February 2013 Word Version
Appendix AML/CFT Systems & Controls Non-resident MLRO VER 1 11 February 2013 – 31 January 2020 Word Version
Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 10 11 February 2013 – 30 June 2013 Word Version
Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 11 1 July 2013 – 31 December 2013 Word Version
Application by an Authorised Firm for the approval of an individual to exercise a controlled function VER 11a 1 July 2013 – 31 December 2014 Word Version
Controlled function application Application to exercise one or more controlled functions VER 12 1 January 2015 – 30 April 2018 Word Version
Controlled function application VER 13 April 2018 Word Version
Appendix AML/CFT Systems & Controls Non-resident Money Laundering Reporting Officer (“MLRO”) VER 2 February 2020- Word Version