Article 108 - Notices and other Information provided to the Regulatory Authority
(1) The Regulatory Authority may make Rules setting out:
(A) matters in respect of which notification must be given, or information provided to, the Regulatory Authority by Authorised Firms , Approved Individuals or other Persons ;
(B) the form and content of such notifications and information;
(C) the means by which and time within which such notifications must be given or information provided;
(D) the means by which such notification or information shall be signed and executed or deemed to be signed and executed by or on behalf of such Authorised Firms , Approved Individuals or other Persons ; or
(E) such ancillary requirements as the Regulatory Authority considers appropriate.
(2) Article 108(1) is subject to Article 56 (Protected Items).
(3) A Person does not incur any liability, and does not breach any duty, only because the Person provides, voluntarily or otherwise, information or a document to the Regulatory Authority honestly and in the reasonable belief that the information or document is relevant to the authority's Functions .
| Amended by QFC Reg 2010-2 (as from 9th December 2010) |