Article 62 - Prohibitions and restrictions

The Regulatory Authority may by written notice:

(1) prohibit an Authorised Firm or Approved Individual from:
(A) entering into certain specified transactions or types of transaction;
(B) soliciting business from certain specified Persons or types of Person; or
(C) carrying on business in a specified manner or other than in a specified manner;
(2) require an Authorised Firm or Approved Individual to carry on business or conduct itself or himself in a specified manner; or
(3) prohibit a Person from performing a specified function, any function falling within a specified description or any function.