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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2020 (BANK)
        • BANK Chapter 1 General
        • BANK Chapter 2 Prudential reporting requirements
        • BANK Chapter 3 Capital adequacy
        • BANK Chapter 4 Credit risk
        • BANK Chapter 5 Concentration risk and related matters
        • BANK Chapter 6 Market risk
        • BANK Chapter 7 Operational risk
          • BANK Part 7.1 Introductory
          • BANK Part 7.2 Operational risk management
          • BANK Part 7.3 Collection and reporting of operational loss data
          • BANK Part 7.4 Operational risk capital requirement
        • BANK Chapter 8 Interest rate risk in the banking book
        • BANK Chapter 9 Liquidity risk
        • BANK Chapter 9 Liquidity risk [Deleted]
        • BANK Chapter 10 Group risk
        • BANK Chapter 11 Islamic financial managers [Deleted]
        • BANK Chapter 12 Collateral and customer mandates for investment dealers
        • BANK Chapter 13 Transitional
        • BANK Schedule 1 Recognised exchanges
        • BANK Glossary
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2012 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2020 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Private Placement Schemes Rules 2010 (PRIV)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Banking Business Prudential Rules 2020 (BANK)
  4. BANK Chapter 7 Operational risk
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Current Word Version
‹ BANK Part 6.6.14 Criteria for offsetting derivative positions BANK Part 7.1 Introductory ›

BANK Chapter 7 Operational risk

  • BANK Part 7.1 Introductory
    • BANK 7.1.1 Introduction
  • BANK Part 7.2 Operational risk management
    • BANK 7.2.1 Principle 1: risk management culture
    • BANK 7.2.2 Principle 2: operational risk management framework
    • BANK 7.2.3 Principle 3: governing body to approve framework
    • BANK 7.2.4 Principle 4: risk appetite and tolerance
    • BANK 7.2.5 Principle 5: role of senior management
    • BANK 7.2.6 Principle 6: risk identification and assessment
    • BANK 7.2.7 Principle 7: approval process for new products etc
    • BANK 7.2.8 Principle 8: monitoring and reporting
    • BANK 7.2.9 Principle 9: control and mitigation—additional requirements
    • BANK 7.2.10 Principle 10: business resiliency and continuity
    • BANK 7.2.11 Principle 11: disclosure
  • BANK Part 7.3 Collection and reporting of operational loss data
    • BANK 7.3.1 Basic requirement — operational loss dataset
    • BANK 7.3.2 Meaning of gross loss, recovery and net loss for operational risk events
    • BANK 7.3.3 Reporting to Regulatory Authority
  • BANK Part 7.4 Operational risk capital requirement
    • BANK Division 7.4.A Basic indicator approach
    • BANK Division 7.4.B Standardised approach
    • BANK Division 7.4.C Additional powers of Regulatory Authority
‹ BANK Part 6.6.14 Criteria for offsetting derivative positions BANK Part 7.1 Introductory ›

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