| Banking Business Prudential Rules 2014 (BANK) |
BANK Chapter 1:
General |
BANK Part 1.1 Preliminary |
| BANK Part 1.2 Principles relating to banking business |
| BANK Part 1.3 Banking business firms |
BANK Chapter 2:
Prudential reporting requirements |
BANK 2.1.1 Introduction |
| BANK 2.1.2 Information about financial group |
| BANK 2.1.3 Financial group and prudential risk |
| BANK 2.1.4 Preparing returns |
| BANK 2.1.5 Giving information |
| BANK 2.1.6 Accounts and statements to use international standards |
| BANK 2.1.7 Signing returns |
| BANK 2.1.8 Firm to notify authority |
BANK Chapter 3:
Capital adequacy |
BANK Part 3.1 General |
| BANK Part 3.2 Initial and ongoing capital requirements |
| BANK Part 3.3 Capital buffers and other requirements |
| BANK Part 3.4 Leverage ratio |
BANK Chapter 4:
Credit risk |
BANK Part 4.1 General |
| BANK Part 4.2 Credit risk management policy |
| BANK Part 4.3 Credit risk assessment |
| BANK Part 4.4 Risk-weighted assets approach |
| BANK Part 4.5 Credit risk mitigation |
| BANK Part 4.6 Securitisation and re-securitisation |
| BANK Part 4.7 Provisioning |
| BANK Part 4.8 Transactions with related parties |
BANK Chapter 5:
Concentration risk and large exposures |
BANK Part 5.1 General |
| BANK Part 5.2 Concentration risk |
| BANK Part 5.3 Large exposures |
| BANK Part 5.4 Powers of Regulatory Authority |
BANK Chapter 6:
Market risk |
BANK Part 6.1.General |
| BANK Part 6.2 Foreign exchange risk |
| BANK Part 6.3 Written options risk |
| BANK Part 6.4 Commodities risk |
| BANK Part 6.5 Traded equity position risk |
| BANK Part 6.6 Traded interest rate risk |
BANK Chapter 7:
Operational risk |
BANK Part 7.1 Introductory |
| BANK Part 7.2 Operational risk management |
| BANK Part 7.3 Collection and reporting of operational loss data |
| BANK Part 7.4 Operational risk capital requirement |
BANK Chapter 8:
Interest rate risk in the banking book |
BANK 8.1.1 Introduction |
| BANK 8.1.2 Interest rate risk in the banking book |
| BANK 8.1.3 Requirement — interest rate risk in the banking book |
| BANK 8.1.4 Role of governing body — interest rate risk in the banking book |
| BANK 8.1.5 Policies — management of interest rate risk in the banking book |
| BANK 8.1.6 Assumptions and adjustments |
| BANK 8.1.7 Floating-rate exposures |
| BANK 8.1.8 New products and activities |
| BANK 8.1.9 Stress-testing and interest rate risk in the banking book |
| BANK 8.1.10 Duty to notify authority of decline in value |
| BANK 8.1.11 Relation to internal capital adequacy assessment |
BANK Chapter 9:
Liquidity risk |
BANK Part 9.1 Liquidity risk management — introductory |
| BANK Part 9.2 Liquidity risk management — firms' obligations in detail |
| BANK Part 9.3 Liquidity coverage ratio — liquidity risk group A banking business firms |
| BANK Part 9.4 Minimum liquidity ratio — liquidity risk group B banking business firms |
| BANK Part 9.5 Net stable funding ratio — liquidity risk group A banking business firms |
| BANK Part 9.6 Net stable funding ratio — liquidity risk group B banking business firms |
| BANK Part 9.7 Limits on net cumulative maturity mismatch |
| BANK Part 9.8 Monitoring |
BANK Chapter 9:
Liquidity risk [Deleted] |
BANK 9.1.1 Introduction [Deleted] |
| BANK 9.1.2 Liquidity risk tolerance [Deleted] |
| BANK 9.1.3 Requirements — managing liquidity and withstanding liquidity stress [Deleted] |
| BANK 9.1.4 Notification about liquidity concerns [Deleted] |
| BANK 9.1.5 Role of governing body — liquidity risk [Deleted] |
| BANK 9.1.6 Policies — liquidity risk environment [Deleted] |
| BANK 9.1.7 Funding strategy [Deleted] |
| BANK 9.1.8 Contingency funding plan [Deleted] |
| BANK 9.1.9 Stress-testing and liquidity risk tolerance [Deleted] |
| BANK 9.1.10 Relation to internal capital adequacy assessment [Deleted] |
| BANK 9.1.11 Firms that conduct foreign currency business [Deleted] |
| BANK 9.1.12 Management of encumbered assets [Deleted] |
| BANK 9.1.13 Consequences of breaches and changes [Deleted] |
| BANK 9.1.14 Liquidity coverage ratio [Deleted] |
| BANK 9.1.15 Net stable funding ratio [Deleted] |
BANK Chapter 10:
Group risk |
BANK Part 10.1 General |
| BANK Part 10.2 Group capital requirement and resources |
BANK Chapter 11:
Islamic financial managers - [Deleted] |
BANK Part 11.1 Unrestricted PSIA managers - [Deleted] |
| BANK Part 11.2 Other Islamic financial managers - [Deleted] |
| BANK Part 11.3 Displaced commercial risk, equity investment risk and rate of return risk - [Deleted] |
BANK Chapter 12:
Collateral and customer mandates for investment dealers |
BANK Part 12.1 Collateral |
| BANK Part 12.2 Customer mandates |
BANK Chapter 13:
Transitional |
BANK 13.1.1 Definitions for Chapter 13 |
| BANK 13.1.2 Authorised firms to remain authorised |
| BANK 13.1.3 Modifications and waivers |
| BANK 13.1.4 Powers of Regulatory Authority not diminished |
| Recognised exchanges |
| BANK Glossary |
