CAPI 2.3.7 Strategy and risk document—copy must be given to Regulatory Authority

(1) A firm must give the Regulatory Authority a copy of its strategy and risk document for a financial year within 2 months after the start of the financial year.
(2) If a strategy and risk document of a firm is amended, the firm must give the Regulatory Authority a copy of the amendment, together with a copy of its strategy and risk document as amended, within 10 business days after the day the amendment is approved by the firm's governing body.

Note Governing body, month and business day are defined in the glossary.
Derived from QFCRA RM/2011-1 (as from 1st July 2011)