CAPI 2.3.8 Strategy and risk document—deviation

A firm must not intentionally deviate in a material way from its strategy and risk document unless—

(a) the deviation has been approved by the governing body; and
(b) the Regulatory Authority has been notified in writing about the deviation.

Note Writing is defined in the glossary.
Derived from QFCRA RM/2011-1 (as from 1st July 2011)