CIPR 4.2.2 Advertisements — compliance confirmation

Before an authorised firm makes or approves an advertisement, the firm must ensure that a member of the firm's senior management (within the meaning given by CTRL, rule 2.3.1) reviews the advertisement, and confirms in a durable medium that he or she is satisfied that it complies with this Part.

Derived from QFCRA RM/2019-2 (as from 1st January 2020).