CIPR 5.1.1 Application of Chapter 5

(1) This Chapter applies to an authorised firm in its dealings with customers (other than eligible counterparties).
(2) This Part and Part 5.2 apply to all authorised firms that conduct investment business in or from the QFC.
(3) Part 5.3, Part 5.4 and Part 5.5 apply to an investment intermediary (including an investment manager, bank or insurer that is acting as an investment intermediary).
Derived from QFCRA RM/2019-2 (as from 1st January 2020).