CIPR Chapter 5 Investment management business and investment mediation business
- CIPR Part 5.1 Application and general provisions
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CIPR Part 5.2 Investment managers
- CIPR 5.2.1 Initial disclosure document — additional requirements
- CIPR 5.2.2 Discretionary investment management agreements
- CIPR 5.2.3 Discretionary investment management services for retail customers and certain opted-up customers
- CIPR 5.2.4 Investment management services for retail customers — “know your customer”
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CIPR Part 5.3 Investment intermediaries (including investment advisers)
- CIPR 5.3.1 Initial disclosure document — additional requirements
- CIPR 5.3.2 Investment advice for retail customers — general requirements
- CIPR 5.3.3 Investment intermediation and investment advice for retail customers — “know your customer”
- CIPR 5.3.4 Investment advice for retail customers — independence
- CIPR Part 5.4 Packaged investment products — key information document
- CIPR Part 5.5 Packaged investment products — other matters