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CIPR Part 5.3 Investment intermediaries (including investment advisers)

Note
This Part applies to an investment intermediary (including an investment manager, bank or insurer that is acting as an investment intermediary) that carries on business in or from the QFC — see rule 5.1.1 (3).

Derived from QFCRA RM/2019-2 (as from 1st January 2020).