COLL 10.2.2 Restrictions Generally on Financial Promotions—All Non-QFC Schemes

(1) An authorised firm must not make or approve a financial promotion in relation to a non-QFC scheme unless the scheme has a written constitution (however described) and written prospectus.

Note Writing and prospectus are defined in the glossary.
(2) An authorised firm must not conduct relevant investment activities in or from the QFC in relation to units in a non-QFC scheme unless the scheme has a written constitution (however described) and written prospectus.
(3) Subrule (2) does not apply in relation to an own account transaction of an authorised firm.

Note Own account transaction is defined in the glossary.
Derived from QFCRA RM/2010-05 (as from 1st January 2011)