COLL 10.2.5 Authorised firms must pass on documents etc — all non-QFC schemes
(1) This rule applies if:
(a) an authorised firm either:
(i) sells, or arranges for the sale of, a unit in a non-QFC scheme to a customer; or
(ii) buys, or arranges to buy, a unit in a non-QFC scheme for a customer; and
(b) the firm later receives a document or information about the scheme from its operator.
(2) The authorised firm must give the document or information to the customer.
|Amended by QFCRA RM/2019-4 (as from 1st January 2020).|