COLL 10.3.3 Retail Customer to be Informed about Availability of Facilities—Non-QFC Retail Customer Schemes
Before conducting relevant investment activities in relation to units in the non-QFC retail customer scheme for the retail customer, the authorised firm must give the retail customer a written notice that tells the retail customer about—
(a) the facilities available under this part; and
(b) the address of the facilities and when the facilities are available.
|Derived from QFCRA RM/2010-05 (as from 1st January 2011)|