COLL 1.2.5 Who is the Unitholder?

The unitholder of a unit in a collective investment scheme (or scheme) is the person whose name is entered for the unit in the scheme's records (however described).

Note 1 For a QFC scheme, the name would be entered in:

(a) the scheme's unitholder register (see rule 4.1.6 (1)); or
(b) if the unit is a listed unit — the QCSD's, or relevant exchange's, registry or system (see rule 4.1.6 (3)).

Note 2 Unitholder has a special meaning in div 5.5.B (Unitholder meetings — QFC retail schemes) (see r 5.5.2).

Amended by QFCRA RM/2016-1 (as from 19th September 2016)