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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2020 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
        • COLL 1 General Provisions
        • COLL 2 Registration of Schemes in QFC
        • COLL 3 Constitutional Requirements — QFC Schemes
        • COLL 4 The Operator and Independent Entity—QFC Schemes
          • COLL Part 4.1 The Operator—All QFC Schemes
          • COLL Part 4.2 The Independent Entity—QFC Schemes
          • COLL Part 4.3 Operator and Independent Entity Other Provisions—QFC Schemes
        • COLL 5 Investor Relations—QFC Schemes
        • COLL 6 Investment and Borrowing—QFC Qualified Investor Schemes
        • COLL 7 Investment and Borrowing—QFC Retail Schemes
        • COLL 8 Operating Duties and Responsibilities—QFC Schemes
        • COLL 9 Suspension, Winding up and Transfer Schemes—QFC Schemes
        • COLL 10 Financial Promotions and Investment Activities—All Schemes
        • COLL 11 Other Provisions
        • COLL 12 QFC retail property funds
        • COLL Schedule 1 Arrangements not Collective Investment Schemes
        • COLL Schedule 2 Constitutional Document Content—QFC Schemes
        • COLL Schedule 3 Prospectus Content—QFC Qualified Investor Schemes
        • COLL Schedule 4 Prospectus Content—QFC Retail Schemes
        • COLL Schedule 5 Prospectus content—REITs
        • COLL Glossary
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
      • Governance and Controlled Functions Rules 2012 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2020 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Private Placement Schemes Rules 2010 (PRIV)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. Collective Investment Schemes Rules 2010 (COLL)
  4. COLL 4 The Operator and Independent Entity—QFC Schemes
Current PDF Version
Current Word Version
‹ COLL 3.2.12 Switching Rights—QFC Retail Umbrella Schemes COLL Part 4.1 The Operator—All QFC Schemes ›

COLL 4 The Operator and Independent Entity—QFC Schemes

  • COLL Part 4.1 The Operator—All QFC Schemes
    • COLL 4.1.1 Requirements for Operator—All QFC schemes
    • COLL 4.1.2 Operator Must Comply with Legal and Regulatory Requirements—All QFC Schemes
    • COLL 4.1.3 Functions of Operator Generally—All QFC Schemes
    • COLL 4.1.4 Duty of Operator to Report Certain Breaches of Law—All QFC Schemes
    • COLL 4.1.5 Particular Duties of Operator—All QFC Schemes
    • COLL 4.1.6 Register of Unitholders—All QFC Schemes
    • COLL 4.1.7 Records of Operator—All QFC Schemes
    • COLL 4.1.8 Operator Must Give Information etc to Independent Entity and Auditor—All QFC Schemes
    • COLL 4.1.9 Maintenance of Capital Notification—CIC's
  • COLL Part 4.2 The Independent Entity—QFC Schemes
    • COLL Division 4.2.A Independent Entity Generally—QFC Schemes
    • COLL Division 4.2.B Non-QFC Independent Entities—QFC Schemes
  • COLL Part 4.3 Operator and Independent Entity Other Provisions—QFC Schemes
    • COLL 4.3.1 Duties of Officers etc of Operator and Independent Entity—All QFC Schemes
    • COLL 4.3.2 Provisions of ch 4 Do Not Limit Other Functions
‹ COLL 3.2.12 Switching Rights—QFC Retail Umbrella Schemes COLL Part 4.1 The Operator—All QFC Schemes ›

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