COLL 4.3.1 Duties of Officers etc of Operator and Independent Entity—All QFC Schemes

(1) This rule applies to a person who is an officer, employee or agent of the operator or independent entity of a QFC scheme.
(2) The person must not—
(a) make improper use of information acquired as a result of being a person to whom this rule applies—
(i) to gain, directly or indirectly, a personal advantage or an advantage for another person; or
(ii) to cause detriment to unitholders; or
(b) make improper use of the person's position as a person to whom this rule applies—
(i) to gain, directly or indirectly, a personal advantage or an advantage for another person; or
(ii) to cause detriment to unitholders.
Derived from QFCRA RM/2010-05 (as from 1st January 2011)