COLL 5.6.17 Provision of Short Reports—QFC Retail Schemes

(1) Within 4 months after the end of each annual accounting period and within 3 months after the end of each half-yearly accounting period, the operator of a QFC retail scheme must send a copy of the short report for the period prepared in accordance with rule 5.6.10 (Contents of short reports—QFC retail schemes) to—
(a) each unitholder (or to the first named of joint unitholders) entered in or entitled to be entered in the unitholder register at the close of business on the last day of the accounting period; and
(b) any other person on request.

Note Annual accounting period, half-yearly accounting period and month are defined in the glossary.
(2) Unitholders of a QFC retail scheme that is an umbrella scheme must be sent a short report for the relevant period for the particular subscheme in which they hold units.
(3) However, a unitholder of a subscheme must also be provided with the long report for the period for the umbrella scheme on request.
(4) A report provided under this rule must be provided free of charge.
Derived from QFCRA RM/2010-05 (as from 1st January 2011)