COLL 7.3.1 Prudent Spread of Risk—QFC Retail Schemes

The operator of a QFC retail scheme must ensure that the scheme property provides a prudent spread of risk, taking into account the scheme's investment objectives, strategies and policy as stated in the constitutional document and latest filed prospectus.

Note Constitutional document is defined in r 3.1.1 and latest filed prospectus is defined in the glossary.

Derived from QFCRA RM/2010-05 (as from 1st January 2011)