COLL S4.11 Relationships with Other Parties

The relevant details of the following:

(a) the names of each member (however described) of the governing body of the operator, the independent entity or, for a CIC or CIP, the CIC or CIP;
(b) the business activities of each person named under paragraph (a) if these activities are of significance to the scheme's business;
(c) if any person named under paragraph (a) is a corporation in a group of which any other corporation member (however described) of the governing body is a member—that fact;
(d) if an investment adviser retained in relation to the business of the scheme is a corporation in a group of which any corporation member (however described) of the governing body of the operator, the independent entity or, for a CIC or CIP, the CIC or CIP is also a member—that fact;
(e) if an investment adviser retained in relation to the business of the scheme has the operator's authority to make decisions for the operator—that fact and a description of the matters in relation to which it has authority;
(f) what functions (if any) the operator or independent entity has outsourced and to whom;
(g) in what capacity (if any) the operator acts in relation to any other schemes and the name of each of those schemes.
Derived from QFCRA RM/2010-05 (as from 1st January 2011)