COLL S4.9 Investment adviser and independent valuer

(1) If an investment adviser is retained in relation to the business of the scheme:
(a) the adviser's name;
(b) whether the adviser is an authorised firm;
(c) if it conducts a significant activity other than providing services to the scheme as an investment adviser—what the significant activity is; and
(d) a summary of the material provisions of the contracts to which the adviser is a party in relation to the scheme that may be relevant to unitholders, including provisions (if any) relating to remuneration, remuneration sharing, termination, compensation on termination, and indemnity.
(2) If the scheme has a standing independent valuer:
(a) the valuer's name; and
(b) a summary of the material provisions of the contracts to which the valuer is a party in relation to the scheme that may be relevant to unitholders, including provisions (if any) relating to remuneration, remuneration sharing, termination, compensation on termination, and indemnity.
Amended by QFCRA RM/2016-1 (as from 19th September 2016)