COLL S5.4 Investment objectives and policy etc

The following information in relation to the REIT's investment objectives, strategies and policy:

(a) the REIT's investment objectives (including its financial objectives) and, in particular:
(i) the types of investments in which it may invest; and
(ii) the REIT's investment strategies, including its approach to borrowing and gearing;
(b) the REIT's policy for achieving its investment objectives, including:
(i) the general nature of the portfolio and any intended specialisation;
(ii) the policy for the spreading of risk in the scheme property; and
(iii) the policy in relation to the exercise of borrowing powers;
(c) a list of the jurisdictions where immovables in which the REIT may invest are located;
(d) if investment in an immovable has been, or is to be, made through an intermediate holding vehicle or vehicles—a statement disclosing the existence of the vehicle or vehicles and confirming that the purpose of each vehicle is to enable the REIT to hold immovables;
(e) an indication of any limits on the investment policy;
(f) the types of assets that the scheme property may consist of;
(g) the proportion of the scheme property that may consist of an asset of any description;
(h) the kind of transactions that may be effected for the REIT and an indication of any techniques and instruments or borrowing powers that may be used in the REIT's management;
(i) for rule 7.1.7 (1) (b) (What is an eligible market?), a list of the markets through which the REIT may invest or deal in investments;
(j) any restrictions on the assets in which scheme property may be invested, including restrictions on the extent to which the REIT may invest in any type of asset and an indication of whether the restrictions are more onerous than those otherwise applying under COLL;
(k) the borrowing restrictions applying to the REIT;
(l) if the REIT may invest in other schemes—the extent to which the scheme property may be invested in units in schemes that are managed by the operator or any associate of the operator;
(m) the profile of the typical investor for whom the REIT is designed;
(n) the historical performance (if any) of the REIT;
(o) if the REIT's net asset value is likely to have high volatility because of its portfolio composition or the portfolio management techniques that may be used—a prominent statement to that effect;
(p) a statement that any unitholder may obtain on request the information listed in COLL, rule 5.2.2 (2) (Prospectus etc to be made available).
Inserted by QFCRA RM/2016-1 (as from 19th September 2016)