CTRL 1.2.10 What is the senior management function?

The senior management function for an authorised firm is the function of being responsible (alone or with others) for managing and supervising a part or parts of the firm’s business related to its regulated activities (other than parts that are included in any of the other controlled functions).


Derived from QFCRA RM/2020-4 (as from 1st July 2021)