CTRL 1.2.2 Guidance

Guidance

1 The corporate governance framework deals with the relationships between a firm’s board, its senior management, depositors, policyholders, clients and other stakeholders. Other important aspects of corporate governance are the separation of functions within the firm and the accountabilities for the internal control and assurance functions.
2 The corporate governance framework includes at least the firm’s objectives and the firm’s corporate governance obligations under these rules, the Companies Regulations, and other regulations, rules and guidance.

 

Derived from QFCRA RM/2020-4 (as from 1st July 2021)