CTRL 2.1.3 Principle 3 — knowledge, skills and expertise

The governing body and senior management of an authorised firm must have an appropriate mix of knowledge, skills and expertise to ensure that the firm is effectively managed commensurately with the nature, scale and complexity of its business.

 

Derived from QFCRA RM/2012-4 (as from 1st July 2013)
Amended by QFCRA RM/2020-4 (as from 1st July 2021)