CTRL 3.1.4 Governing body’s general role

An authorised firm’s governing body has overall responsibility for the firm. That responsibility includes approving and overseeing the implementation of the firm’s strategic objectives, corporate governance framework and corporate culture.


Derived from QFCRA RM/2012-4 (as from 1st July 2013)
Amended by QFCRA RM/2020-4 (as from 1st July 2021)