CTRL Chapter 3 Governing bodies

Note for Chapter 3

The Parts of this Chapter apply to authorised firms as follows:

Part 3.1 applies to all authorised firms
Part 3.2 applies only to authorised firms that are branches
Part 3.3 applies only to authorised firms that are incorporated in the QFC
Part 3.4 applies to all authorised firms, except for rule 3.4.1 (4)) which applies only to firms that are incorporated in the QFC.

 

Amended by QFCRA RM/2014-6 (as from 1st January 2015)
Amended by QFCRA RM/2020-4 (as from 1st July 2021)