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CTRL Chapter 3 Governing bodies

Note for Chapter 3

The Parts of this Chapter apply to authorised firms as follows:

• Part 3.1 applies to all authorised firms
• Part 3.2 applies only to authorised firms that are branches
• Part 3.3 applies only to authorised firms that are incorporated in the QFC
• Part 3.4 applies to all authorised firms, except for rule 3.4.1 (4)) which applies only to firms that are incorporated in the QFC.

 

Amended by QFCRA RM/2014-6 (as from 1st January 2015)
Amended by QFCRA RM/2020-4 (as from 1st July 2021)