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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
    • QFCRA Rules
      • Anti-Money Laundering and Combating the Financing of Terrorism (General Insurance) Rules 2019 (AMLG)
      • Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR)
      • Banking Business Prudential Rules 2014 (BANK)
      • Captive Insurance Business Rules 2011 (CAPI)
      • Collective Investment Schemes Rules 2010 (COLL)
      • Customer and Investor Protection Rules 2019 (CIPR)
      • Customer Dispute Resolution Scheme Rules 2019 (CDRS)
      • General Rules 2005 (GENE)
        • GENE Chapter 1 General provisions
          • GENE Part 1.1 Introductory
          • GENE Part 1.2 Principles relating to the conduct, operation and financial standing of authorised firms
            • GENE 1.2.1 Application of the principles
            • GENE 1.2.2 Principle 1 — integrity
            • GENE 1.2.3 Principle 2 — skill, care and diligence
            • GENE 1.2.4 Principle 3 — management
            • GENE 1.2.5 Principle 4 — systems and controls
            • GENE 1.2.6 Principle 5 — financial prudence
            • GENE 1.2.7 Principle 6 — market conduct
            • GENE 1.2.8 Principle 7 — regard to customers' interests
            • GENE 1.2.9 Principle 8 — communications with clients
            • GENE 1.2.10 Principle 9 — conflicts of interest
            • GENE 1.2.11 Principle 10 — relationship of trust
            • GENE 1.2.12 Principle 11 — customers' assets
            • GENE 1.2.13 Principle 12 — confidentiality
            • GENE 1.2.14 Principle 13 — relations with regulators
            • Part 1.2 Guidance
        • GENE 1 Application [Deleted]
        • GENE Chapter 2 Fitness and propriety
        • GENE Chapter 3 General provisions
        • GENE Chapter 4 Notice of certain events required
        • GENE Chapter 4A Protected reporting
        • GENE Chapter 5 Communications to Regulatory Authority
        • GENE Chapter 5A Giving of written notices by Regulatory Authority
        • GENE Chapter 6 Recordkeeping
        • GENE Chapter 7 Waivers and modifications
        • GENE Chapter 8 Controllers and close links
        • GENE Chapter 9 Accounting and auditing
        • GENE Chapter 10 Fees
        • GENE Chapter 11 Inclusion, exclusion and restriction of activities and products
        • GENE Schedule 1 Guidance on fitness and propriety of authorised firms
        • GENE Schedule 2 [Deleted]
        • GENE Schedule 3 [Deleted]
        • GENE Schedule 4 Fees table
        • GENE Glossary
      • Governance and Controlled Functions Rules 2012 (CTRL)
      • Individuals (Assessment, Training and Competency) Rules 2014 (INDI)
      • Insurance Business Rules 2006 (PINS)
      • Insurance Mediation Business Rules 2011 (IMEB)
      • Interpretation and Application Rules 2005 (INAP)
      • Investment Management and Advisory Rules 2014 (INMA)
      • Islamic Banking Business Prudential Rules 2015 (IBANK)
      • Islamic Finance Rules 2005 (ISFI)
      • Private Placement Schemes Rules 2010 (PRIV)
      • Representative Office Rules 2020 (REPO)
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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  1. Qatar Financial Centre Legislation
  2. QFCRA Rules
  3. General Rules 2005 (GENE)
  4. GENE Chapter 1 General provisions
  5. GENE Part 1.2 Principles relating to the conduct, operation and financial standing of authorised firms
  6. GENE 1.2.14 Principle 13 — relations with regulators
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‹ GENE 1.2.13 Principle 12 — confidentiality Part 1.2 Guidance ›

GENE 1.2.14 Principle 13 — relations with regulators

An authorised firm must deal with all relevant regulators in an open and cooperative manner and must keep the Regulatory Authority promptly informed of anything relating to the firm of which the authority would reasonably expect notice.

Inserted by QFCRA RM/2014-3 (as from 1st January 2015)
‹ GENE 1.2.13 Principle 12 — confidentiality Part 1.2 Guidance ›

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