GENE 4A.2.1 Obligation to have protected reporting policy
(1) An authorised firm must establish a written policy on protected reporting that:
(a) is approved by the firm's governing body;
(b) complies with this Part; and
(c) is appropriate for the nature, scale and complexity of the firm's business.
(2) An authorised firm that is a branch, or is a member of a corporate group, may rely on the protected reporting policy of its head office, or a group-wide protected reporting policy, provided that the policy substantially complies with this Part.
|Inserted by QFCRA RM/2018-3 (as from 1st May 2018).|