GENE 6.1.1 Records that must be kept — general requirement
An authorised firm must maintain appropriate records of:
(a) matters and dealings, including accounting records;
(b) policies and procedures; and
(c) other documentation;
which are required under
Note FSR, article 107 (2) provides that "all internal procedures, records or other documentation created or maintained by authorised firms or approved individuals as the Regulatory Authority shall determine shall be in English.".
|Amended by QFCRA RM 2019-1 (as from 28th March 2019).|