GENE 9.5.1A Additional assurance reports

(1) An authorised firm must ensure that its auditor conducts an assurance engagement, and produces the appropriate assurance report, as directed by the Regulatory Authority, in relation to the firm's prudential returns.
(2) The Authority may also direct an assurance engagement to be conducted, and the appropriate assurance report to be produced, in relation to any matter not related to the firm's prudential returns.
Inserted by QFCRA RM 2019-1 (as from 28th March 2019).