General Rule 11.2.1

Subject to General Rule 11.3, Licensed Firms must have one individual registered to carry out the following functions:

(A) a Senior Executive Function;
(B) if applicable, the MLRO and in compliance with the requirements of the AML/CFT Law and the AML/CFT Rules under the supervision of the Regulatory Authority; and
(C) if applicable, the Designated Representative Function and in compliance with the requirements of the Single Family Office Regulations.
Amended (as from 25th June 2019)