General Rule 11.2.1
Subject to General Rule 11.3,
Senior Executive Function;
(B) if applicable, the
MLRO and in compliance with the requirements of the AML/CFT Law and the AML/CFT Rules under the supervision of the Regulatory Authority; and
(C) if applicable, the Designated Representative Function and in compliance with the requirements of the
Single Family Office Regulations.
|Amended (as from 25th June 2019)|