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Qatar Financial Centre Legislation: Contents

  • Qatar Financial Centre Legislation
    • QFC Law No. (7) of Year 2005
    • QFC Regulations
    • QFCA Rules
      • Companies Rules (COMP)
      • Data Protection Rules (DATA)
      • Data Protection Rules 2021 (in effect after 6 months)
      • Foundation Rules
      • Insolvency Rules
      • Investment Clubs Rules
      • Limited Liability Partnerships Rules
      • QFCA Rules
        • Part 1: Application, Interpretation and Definitions
        • Part 2: General Rules
          • General Rule 1. Application
          • General Rule 2. Licence to Conduct Non-Regulated Activities
          • General Rule 3. General Provisions
          • General Rule 4. Notices to the QFCA
          • General Rule 5. Reporting
          • General Rule 6. Record Keeping
          • General Rule 7. Waivers and Modifications
          • General Rule 8. Controllers
          • General Rule 8A. Ultimate Beneficial Ownership
          • General Rule 9. Accounting and Auditing
          • General Rule 10. Fees
          • General Rule 11. Registered Functions
          • General Rule 12. Notification of Registered Functions
          • General Rule 13. Fitness and Propriety
          • General Rule 14. Competence, Training and Supervision
            • General Rule 14.1 Application
            • General Rule 14.2 Suitability and Competence
              • General Rule 14.2.1
              • General Rule 14.2.2
              • General Rule 14.2.3
            • General Rule 14.3 Training and Supervision
          • General Rule 15. Performance of Registered Functions
          • General Rule 16. Professional Services
          • Schedule 1 — Principles
          • Schedule 2 — Reporting Table
          • Schedule 3 — Record Keeping Requirements
          • Schedule 4 — Fees
          • Schedule 5 — Licensing Criteria
        • Part 3: Conduct of Business Rules (COB)
        • Part 4 Licensed Firm Assets Rules (LFAR)
        • Part 5: Compliance and Enforcement Rules (CER)
        • Part 6: Legal Services Code
        • Part 7: QFC Professional Accountants' Code
      • Single Family Office Rules
      • Special Company Rules
      • Tax Rules
    • QFCRA Rules
    • Rulemaking Instruments (By year)
    • Court and Regulatory Tribunal Regulations and Rules
    • Waivers and Modifications
    • Consultation Papers
    • QFC Forms
    • QFC Regulations Guidance
    • QFCA Legal Interpretations
    • Policy Statements and Notices
    • Gazette
    • QFCRA Rulebooks Archive
    • QFC Regulations Archive
    • QFC Forms Archive
    • QFC Law Archive
    • QFCA Rules Archive
    • QFC Regulations Guidance Archive
    • Amending Documents Archive
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Breadcrumb

  1. Qatar Financial Centre Legislation
  2. QFCA Rules
  3. QFCA Rules
  4. Part 2: General Rules
  5. General Rule 14. Competence, Training and Supervision
  6. General Rule 14.2 Suitability and Competence
  7. General Rule 14.2.1
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‹ General Rule 14.2 Suitability and Competence General Rule 14.2.2 ›

General Rule 14.2.1

A Licensed Firm should carry out appropriate investigations as to skill, experience, background and qualifications of that individual having regard to the nature and complexity of the relevant Registered Function in the context of the Non-Regulated Activities carried on by the Licensed Firm.

‹ General Rule 14.2 Suitability and Competence General Rule 14.2.2 ›

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