General Rule 15.2.1

An individual may carry on Registered Functions for more than one Licensed Firm provided that:

(A) each such Licensed Firm confirms to the QFCA:
(i) that it is aware of the Registered Functions which that individual carries out for any other Licensed Firm;
(ii) that it is satisfied that no conflict of interest will arise from the performance by that individual of those Registered Functions for such other Licensed Firm; and
(B) the QFCA is satisfied that no such conflicts of interest will arise.
Amended (as from 23rd September 2014)