‹ General Rule 6.2 General Requirements General Rule 6.3 Maintenance of Records › General Rule 6.2.1 A Licensed or Authorised Firm must maintain appropriate records of: (A) matters and dealings, including accounting records; (B) policies and procedures; and (C) other documentation, which are required under Relevant Requirements. ‹ General Rule 6.2 General Requirements General Rule 6.3 Maintenance of Records ›